Senior Registered Client Associate – Wealth Management

Royal Bank of Canada; New York (NY); On-site; USD 55,000 - 90,000; Full time

Benefits offered by this job

401(k) matching

Health insurance

Dental insurance

Vision insurance

Paid time off

Training & development

Job summary

Royal Bank of Canada Wealth Management is seeking a Registered Client Associate to support financial advisors and clients in a fast-paced, collaborative branch environment. You will manage account questions, onboarding, documentation, and technology changes while upholding a client-first approach and compliance standards.

The role emphasizes collaboration, professional development, and delivering trusted guidance to help clients grow their business and wealth.

Qualifications

• Bachelor's degree or job-related experience required.
• Strong soft skills including verbal and written communication, people, organizational, and client service skills.
• Attention to detail with focus on helping advisors be more efficient and effective.
• Series 7 and 66 licenses (or 63/65) required.
• Ability to adapt to a rapidly changing business and technology environment.

Responsibilities

• Build and maintain professional client relationships by assisting and answering account questions.
• Take initiative to handle account inquiries and escalations.
• Adhere to compliance standards with proper documentation and client communication.
• Facilitate funds and securities transfers, trades, checks, wires, and ACH processing promptly.
• Maintain confidentiality in line with RBC's Code of Conduct.

Skills

Soft skills

Attention to detail

Adaptability

Client service

Verbal & written communication

Data entry

Data gathering

Teamwork

Time management

Knowledge organization

Education

Bachelor's degree or job-related experience

FINRA licenses (Series 7/66)

Job description

Royal Bank of Canada Wealth Management is seeking a Registered Client Associate to support financial advisors and clients in a fast-paced, collaborative branch environment. You will manage account questions, onboarding, documentation, and technology changes while upholding a client-first approach and compliance standards.

The role emphasizes collaboration, professional development, and delivering trusted guidance to help clients grow their business and wealth.