Wealth Management Client Associate

RBC Capital Markets, LLC; Stamford (CT); On-site; USD 55,000 - 90,000; Full time

Benefits offered by this job

401(k) matching

Health insurance

Paid time off

Career development

Job summary

RBC Wealth Management in Stamford, CT, is hiring a Client Associate/Registered Client Associate to serve financial advisors and clients with a client-first, compliant, and collaborative mindset. You will handle account documentation, onboarding, and routine support tasks to help grow the business.

The role emphasizes strong communication, attention to detail, and licensing readiness (Series 7 and 66 or 63/65) within 12 months, with a comprehensive rewards program and career development

Qualifications

• Bachelor's degree or job-related experience.
• Strong soft skills including verbal and written communication, people, organizational, and client service skills.
• Attention to detail coupled with the mindset of how you can make advisors more efficient and effective.
• Series 7 and 66 (or 63/65) licenses or the willingness to get licensed within 12 months of hire.
• Ability to adapt to a rapidly changing business and technology environment.

Responsibilities

• Build and maintain professional relationships with clients by assisting them and answering account questions.
• Take initiative to handle account inquiries and customer needs and upgrade to financial advisors when appropriate.
• Adhere to compliance standards by obtaining and maintaining appropriate account documentation and communicate with clients about items needed.
• Facilitate the transfer of funds and securities, complete trades in client accounts, and process checks, wires and ACH's in a timely manner.
• Maintain confidentiality in accordance with RBC's Code of Conduct.

Skills

Customer Service

Data Entry

Data Gathering Analysis

Desktop Tools

Group Problem Solving

Interpersonal Relationships

Knowledge Organization

Teamwork

Time Management

Word Processing Software

Education

Bachelor's degree or job-related experience

Job description

RBC Wealth Management in Stamford, CT, is hiring a Client Associate/Registered Client Associate to serve financial advisors and clients with a client-first, compliant, and collaborative mindset. You will handle account documentation, onboarding, and routine support tasks to help grow the business.

The role emphasizes strong communication, attention to detail, and licensing readiness (Series 7 and 66 or 63/65) within 12 months, with a comprehensive rewards program and career development