Wealth Management Client Associate

RBC Capital Markets LLC; St. Louis (MO); On-site; USD 40,000 - 60,000; Part time

Benefits offered by this job

Total rewards program

401(k) matching

Health insurance

Paid time off

Leadership development

Job summary

RBC Capital Markets LLC is seeking a Client Associate/Registered Client Associate to support financial advisors and clients in Clayton, MO. You will handle account inquiries, onboard new accounts, process transfers, and maintain files in a fast-paced, compliant environment.

We value client-first service, strong communication and detail orientation. Must have a Bachelor's degree (or relevant experience) and Series 7/66 licenses (or willingness to obtain within 12 months).

Qualifications

• Bachelor's degree or job-related experience.
• Strong soft skills including verbal and written communication, people, organizational, and client service skills.
• Attention to detail coupled with the mindset of how you can make advisors more efficient and effective.
• Series 7 and 66 licenses (or the willingness to get licensed within 12 months of hire).
• Ability to adapt to a rapidly changing business and technology environment.

Responsibilities

• Build and maintain professional relationships with clients by assisting them and answering account questions.
• Take initiative to handle account inquiries and customer needs and elevate to financial advisors when appropriate.
• Adhere to compliance standards by obtaining and maintaining appropriate account documentation and communicate with clients about items needed.
• Facilitate the transfer of funds and securities, complete trades in client accounts, and process checks, wires and ACH's in a timely manner.
• Maintain confidentiality in accordance with RBC's Code of Conduct.

Skills

Client service

Communication

Attention to detail

Adaptability

Regulatory compliance

Education

Bachelor's degree or job-related experience

Tools

FINRA licensing (Series 7 & 66)

Job description

RBC Capital Markets LLC is seeking a Client Associate/Registered Client Associate to support financial advisors and clients in Clayton, MO. You will handle account inquiries, onboard new accounts, process transfers, and maintain files in a fast-paced, compliant environment.

We value client-first service, strong communication and detail orientation. Must have a Bachelor's degree (or relevant experience) and Series 7/66 licenses (or willingness to obtain within 12 months).