Wealth Management Client Associate

RBC Capital Markets, LLC; Bend (OR); On-site; USD 38,000 - 60,000; Full time

Benefits offered by this job

401(k) with company matching

Health, dental, vision, life, and long

Job summary

RBC Capital Markets, LLC in Bend, Oregon is seeking a Client Associate to support financial advisors by answering account questions, transferring funds, and processing trades in client accounts. You will build client relationships, maintain documentation for compliance, and coordinate with advisors to meet client needs.

A Bachelor's degree or equivalent experience and Series 7/66 licenses (or willingness to obtain) are required.

Qualifications

• Bachelor's degree or job-related experience
• Strong soft skills including verbal and written communication, people, organizational, and client service skills
• Attention to detail coupled with the mindset of how you can make advisors more efficient and effective
• Series 7 and 66 (or 63/65) licenses, or willingness to obtain upon hire
• Ability to adapt to a rapidly changing business and technology environment

Responsibilities

• Build and maintain professional relationships with clients by assisting them and answering account questions.
• Take initiative to handle account inquiries and customer needs and escalat to financial advisors when appropriate.
• Adhere to compliance standards by obtaining and maintaining appropriate account documentation and communicate with clients about items needed.
• Facilitate the transfer of funds and securities, complete trades in client accounts, and process checks, wires and ACH's in a timely manner.
• Maintain confidentiality in accordance with RBC's Code of Conduct.

Skills

Customer Knowledge

Customer Service

Sales Opportunities

Interpersonal Skills

Oral Communications

Follow-Through

Education

Bachelor's degree or job-related experience

Job description

RBC Capital Markets, LLC in Bend, Oregon is seeking a Client Associate to support financial advisors by answering account questions, transferring funds, and processing trades in client accounts. You will build client relationships, maintain documentation for compliance, and coordinate with advisors to meet client needs.

A Bachelor's degree or equivalent experience and Series 7/66 licenses (or willingness to obtain) are required.