Wealth Management Client Associate

RBC Capital Markets, LLC; Sioux Falls (SD); On-site; USD 55,000 - 75,000; Full time

Benefits offered by this job

Total rewards

Flexible benefits

Coaching & development

Challenging work

Work-life balance

Growth opportunities

Job summary

RBC Wealth Management is seeking a Client Associate/Registered Client Associate to support financial advisors and clients in Sioux Falls. You will assist with account questions, onboarding, documentation, and trade processing while ensuring compliance and confidentiality.

In this role you will build relationships, resolve issues, and help advisors work more efficiently in a fast-paced, collaborative environment.

Qualifications

• Bachelor's degree or job-related experience.
• Strong verbal and written communication, people, organizational, and client service skills.
• Attention to detail with focus on efficiency for advisors.
• Series 7 and 66 licenses or willingness to obtain within 12 months of hire.
• Ability to adapt to a rapidly changing business and technology environment.

Responsibilities

• Build and maintain professional relationships with clients by assisting them and answering account questions.
• Take initiative to handle account inquiries and customer needs and elevate to financial advisors when appropriate.
• Adhere to compliance standards by obtaining and maintaining appropriate account documentation and communicate with clients about items needed.
• Facilitate transfer of funds and securities, complete trades, and process checks, wires and ACHs promptly.
• Maintain confidentiality in accordance with RBC's Code of Conduct.

Skills

Client service

Communication

Time management

Problem solving

Attention to detail

Adaptability

Education

Bachelor's degree or equivalent

Series 7 and 66 licenses or willingness to obtain within 12 months

Tools

FINRA licenses (Series 7/66)

Job description

RBC Wealth Management is seeking a Client Associate/Registered Client Associate to support financial advisors and clients in Sioux Falls. You will assist with account questions, onboarding, documentation, and trade processing while ensuring compliance and confidentiality.

In this role you will build relationships, resolve issues, and help advisors work more efficiently in a fast-paced, collaborative environment.