Wealth Management Client Associate

RBC; Dallas (TX); On-site; USD 43,000 - 70,000; Full time

Benefits offered by this job

Bonuses and flexible benefits

Commissions

Stock where applicable

Job summary

RBC Wealth Management presents an opening for a Client Associate/Registered Client Associate in Dallas. You will support financial advisors, manage client inquiries, onboard accounts, and ensure compliance while handling transfers, trades, and documentation.

The role emphasizes client-first service and operational excellence. The position offers licensing pathways (Series 7/66 or 63/65 within 12 months) and a comprehensive rewards program including bonuses, flexible benefits, commissions, and

Qualifications

• Bachelor’s degree or job-related experience.
• Strong soft skills including verbal and written communication, people, organizational, and client service skills.
• Attention to detail coupled with the mindset of how you can make advisors more efficient and effective.
• Series 7 and 66 (or 63/65) licenses or the willingness to get licensed within 12 months of hire.
• Ability to adapt to a rapidly changing business and technology environment.
• Current FINRA registrations (nice-to-have).
• Financial services experience (nice-to-have).

Responsibilities

• Build and maintain professional relationships with clients by assisting them and answering account questions.
• Take initiative to handle account inquiries and customer needs and escalates to financial advisors when appropriate.
• Adhere to compliance standards by obtaining and maintaining appropriate account documentation and communicate with clients about items needed.
• Facilitate the transfer of funds and securities, complete trades in client accounts, and process checks, wires and ACH’s in a timely manner.
• Maintain confidentiality in accordance with RBC’s Code of Conduct.

Skills

Communication

People skills

Organizational skills

Client service

Attention to detail

Adaptability

Team collaboration

Education

Bachelor’s degree

Job description

RBC Wealth Management presents an opening for a Client Associate/Registered Client Associate in Dallas. You will support financial advisors, manage client inquiries, onboard accounts, and ensure compliance while handling transfers, trades, and documentation.

The role emphasizes client-first service and operational excellence. The position offers licensing pathways (Series 7/66 or 63/65 within 12 months) and a comprehensive rewards program including bonuses, flexible benefits, commissions, and