Wealth Management Client Associate

RBC; Providence (RI); On-site; USD 45,000 - 70,000; Full time

Benefits offered by this job

401(k) with company matching

Health, dental, vision, life insurance

Disability insurance

PTO

Career development resources

Job summary

RBC Wealth Management in Providence, RI is seeking a Client Associate/Registered Client Associate to support financial advisors and clients with account inquiries, onboarding, and documentation. You will process transfers, trades, and payments while ensuring compliance and confidentiality in a fast-paced, collaborative environment.

The role emphasizes client-first service, professional growth, and ongoing licensing progress.

Qualifications

• Bachelor’s degree or job-related experience.
• Strong verbal and written communication, people, organizational, and client service skills.
• Attention to detail with mindset to improve advisor efficiency.
• Series 7 and 66 licenses or willingness to obtain within 12 months of hire.
• Ability to adapt to a rapidly changing business and technology environment.

Responsibilities

• Build and maintain professional relationships with clients by assisting them and answering account questions.
• Take initiative to handle account inquiries and customer needs and elevate to financial advisors when appropriate.
• Adhere to compliance standards by obtaining and maintaining appropriate account documentation and communicate with clients about items needed.
• Facilitate the transfer of funds and securities, complete trades in client accounts, and process checks, wires and ACH’s in a timely manner.
• Maintain confidentiality in accordance with RBC’s Code of Conduct.

Skills

Verbal communication

Written communication

People skills

Organizational skills

Client service

Education

Bachelor’s degree

Job description

RBC Wealth Management in Providence, RI is seeking a Client Associate/Registered Client Associate to support financial advisors and clients with account inquiries, onboarding, and documentation. You will process transfers, trades, and payments while ensuring compliance and confidentiality in a fast-paced, collaborative environment.

The role emphasizes client-first service, professional growth, and ongoing licensing progress.