Wealth Management Client Associate & Advisor Support

RBC

Providence (RI)

On-site

USD 40,000 - 70,000

Full time

2 days ago

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Benefits offered by this job

401(k) matching contributions

Health, dental, vision, life, and long

Paid time off

Job summary

RBC Wealth Management’s Providence branch seeks a Registered Client Associate to support financial advisors and clients with account questions, documentation, and transactions. You will maintain records, onboard new accounts, and ensure compliance while delivering excellent client service in a fast-paced setting.

You will collaborate with branch leadership, research problems, and prepare client communications.

Qualifications

Bachelor’s degree or job-related experience.
Strong verbal and written communication, people, organizational, and client service skills.
Attention to detail and efficiency improvements for advisors.
Series 7 and 66 licenses (or 63/65).

Responsibilities

Build and maintain professional relationships with clients by assisting them and answering account questions.
Take initiative to handle account inquiries and customer needs and escalate to financial advisors when appropriate.
Adhere to compliance standards by obtaining and maintaining appropriate account documentation and communicate with clients about items needed.
Facilitate the transfer of funds and securities, complete trades in client accounts, and process checks, wires and ACHs in a timely manner.
Provide administrative and operational support to one or more Financial Advisors and/or the Branch Director, including servicing clients and preparing client correspondence.