Wealth Management Client Associate

RBC Capital Markets, LLC; Los Angeles (CA); On-site; USD 49,500 - 77,000; Full time

Benefits offered by this job

401(k) with company matching

Health, dental, vision, life and long-

Paid time off

Job summary

RBC Wealth Management is seeking a Client Associate/Registered Client Associate in Los Angeles to support financial advisors and clients. You will handle onboarding, documentation, and routine trades while upholding compliance and confidentiality in a fast-paced, collaborative environment.

You will build relationships, respond to client needs, and escalate to advisors as appropriate. A Bachelor’s degree or job-related experience and Series 7/66 licenses (or 63/65) are preferred, with growth

Qualifications

• Bachelor's degree or job-related experience.
• Strong communication and client service skills.
• Ability to adapt to a rapidly changing environment.
• Licenses: Series 7 and 66 (or 63/65) or willingness to obtain.

Responsibilities

• Build and maintain relationships with clients by answering account questions.
• Handle account inquiries and escalate to financial advisors when appropriate.
• Maintain compliance through documentation and communications with clients.
• Facilitate transfers, process trades, checks, wires and ACHs promptly.
• Maintain confidentiality per RBC's Code of Conduct.

Skills

Verbal communication

Written communication

People skills

Organizational skills

Client service

Education

Bachelor's degree

Tools

Series 7 license

Series 66 license

Job description

RBC Wealth Management is seeking a Client Associate/Registered Client Associate in Los Angeles to support financial advisors and clients. You will handle onboarding, documentation, and routine trades while upholding compliance and confidentiality in a fast-paced, collaborative environment.

You will build relationships, respond to client needs, and escalate to advisors as appropriate. A Bachelor’s degree or job-related experience and Series 7/66 licenses (or 63/65) are preferred, with growth