Wealth Management Client Associate

RBC; Fresno (CA); On-site; USD 35,000 - 65,000; Full time

Benefits offered by this job

Total Rewards Program

Flexible benefits

Coaching and development

Flexible work/life balance

Career progression opportunities

Job summary

RBC Wealth Management is hiring a Client Associate/Registered Client Associate in Fresno, CA. You will support financial advisors and clients, handle account questions, and ensure documentation and compliance standards are met.

The role involves onboarding new accounts, processing trades and transfers, and maintaining client confidentiality while using technology to improve efficiency. Licenses may be required within 12 months.

Qualifications

• Bachelor’s degree or related experience.
• Strong soft skills including verbal and written communication, people, organizational, and client service skills.
• Attention to detail with focus on improving advisor efficiency.
• Series 7 and 66 licenses or willingness to get licensed within 12 months.
• Ability to adapt to a rapidly changing business and technology environment.

Responsibilities

• Build and maintain professional relationships with clients by assisting them and answering account questions.
• Take initiative to handle account inquiries and customer needs and elevate to financial advisors when appropriate.
• Adhere to compliance standards by obtaining and maintaining appropriate account documentation and communicate with clients about items needed.
• Facilitate the transfer of funds and securities, complete trades in client accounts, and process checks, wires and ACHs in a timely manner.
• Maintain confidentiality in accordance with RBC’s Code of Conduct.

Skills

Verbal and written communication

Client service

Attention to detail

Adaptability

Compliance awareness

Education

Bachelor’s degree or related experience

Tools

Series 7

Series 66 (or 63/65)

Job description

RBC Wealth Management is hiring a Client Associate/Registered Client Associate in Fresno, CA. You will support financial advisors and clients, handle account questions, and ensure documentation and compliance standards are met.

The role involves onboarding new accounts, processing trades and transfers, and maintaining client confidentiality while using technology to improve efficiency. Licenses may be required within 12 months.