Wealth Advisor Associate — Virtual Client Guidance

LPL Financial LLC; Tempe (AZ); On-site; USD 67,000 - 113,000; Full time

Benefits offered by this job

401K matching

Health benefits

Employee stock options

Paid time off

Volunteer time off

Job summary

LPL Financial Holdings Inc., a leading wealth management firm, is hiring for a Wealth Advisor role in a team-based call center environment. You will deliver investment guidance via inbound/outbound calls and support a large client base while building relationships and coordinating with independent advisors.

The role requires active securities licenses, a bachelor’s degree or equivalent experience, and strong client-service skills.

Qualifications

• Bachelor's Degree or equivalent working experience.
• Series 7, Series 63/65 and 66 licenses required or equivalent.
• 1+ years direct client experience in financial services.

Responsibilities

• Deliver financial advice and conduct reviews with clients over the phone.
• Handle and execute client transactions and general service requests.
• Prepare client reports and proposals as required.
• Support other departments and independent advisors in understanding the program.
• Participate in training to stay current with policies and procedures.
• Provide feedback to Management to improve advisor experience and efficiencies.
• Communicate policies and procedures clearly.
• Identify new sales and asset retention opportunities.
• Research and resolve advisor and client issues.

Skills

Series 7 License

Series 63/65/66 License

Client Experience

Bachelor's Degree

Education

Bachelor's Degree or equivalent working experience

Job description

LPL Financial Holdings Inc., a leading wealth management firm, is hiring for a Wealth Advisor role in a team-based call center environment. You will deliver investment guidance via inbound/outbound calls and support a large client base while building relationships and coordinating with independent advisors.

The role requires active securities licenses, a bachelor’s degree or equivalent experience, and strong client-service skills.