VP, Wealth Management Legal Counsel — Banking & Securities

JPMorganChase; Columbus (OH); Sur place; USD 180 000 - 260 000; Plein temps

Résumé du poste

JPMorganChase's Wealth Management legal team is seeking a seasoned Assistant General Counsel, Vice President, to provide critical guidance on banking and securities matters affecting the retail investment business.

You will collaborate with Compliance, Risk, and Controls, advise on licensing, compensation, and go‑to‑market strategies, and help navigate CFPB, FINRA, and SEC rules in a fast‑paced environment.

Qualifications

• 8+ years of legal practice in financial services.
• Expertise in broker-dealer and investment advisory matters.
• Strong knowledge of federal and state securities laws and FINRA rules, as well as OCC guidance on the sales of retail non-deposit investment products.
• Licensed to practice law and in good standing in the relevant jurisdiction.

Responsabilités

• Serve as a primary legal contact supporting J.P. Morgan Wealth Management's bank-based sales channel for the retail investment business.
• Provide ongoing, strategic advice on applicable banking and securities laws, rules, and regulations, including CFPB and Federal Reserve Board rules.
• Advise on licensing, compensation, and bank-based sales strategies.
• Collaborate with Wealth Management attorneys and Consumer Banking Legal team to deliver coordinated legal support.

Connaissances

Broker-dealer expertise

Securities laws

Regulatory compliance

Communication

Licensed attorney

Description du poste

JPMorganChase's Wealth Management legal team is seeking a seasoned Assistant General Counsel, Vice President, to provide critical guidance on banking and securities matters affecting the retail investment business.

You will collaborate with Compliance, Risk, and Controls, advise on licensing, compensation, and go‑to‑market strategies, and help navigate CFPB, FINRA, and SEC rules in a fast‑paced environment.