VP, SEC Reporting & SOX Controls Lead

icapitalnetwork; Greenwich (CT); Hybride; USD 150 000 - 175 000; Plein temps

Avantages offerts par ce poste

Equity and annual bonus

Retirement plan matching

Comprehensive healthcare (medical, Rx,

Dental and vision coverage

Telemedicine and mental health support

Parental leave

Unlimited PTO

Office Wed–Thu, flexibility to work a

Résumé du poste

iCapital is seeking a Vice President to join the Corporate Reporting team within Corporate Finance. You will lead the SOX program, strengthen ITGCs and technical accounting processes, and partner with Finance, Legal, Compliance, and Technology to operate like a public company.

The role requires 8+ years in public accounting or technical accounting, CPA licensing, and strong knowledge of US GAAP and SEC reporting.

Qualifications

• 8+ years of progressive public accounting, internal controls, financial reporting, or technical accounting experience.
• Public accounting experience is required.
• CPA license is required.
• Experience testing internal controls at a public company, including both business process controls and ITGCs.
• Strong knowledge of U.S. GAAP, SEC reporting requirements, PCAOB standards, and public‑company internal control expectations.
• Financial services, fintech, asset management, wealth management, or alternative investments experience is preferred.
• Proven ability to lead cross‑functional programs, influence senior stakeholders, prioritize competing demands, and drive workstreams to completion.
• Excellent written and verbal communication skills, with the ability to translate technical matters into concise, decision‑oriented recommendations.

Responsabilités

• Lead workstreams within the firm-wide SOX program, including risk assessment, scoping, control design, documentation, testing coordination, deficiency evaluation, remediation, and executive reporting.
• Provide subject matter expertise across both business process controls and ITGCs, including the evaluation of control dependencies, automated controls, system-generated reports, and key interfaces.
• Help design and execute the organization's path to SOX compliance, including readiness planning, external auditor coordination, evidence standards, testing strategy, and sustainable program governance.
• Partner with process and control owners to develop and maintain process narratives, flowcharts, risk and control matrices, and other control documentation.
• Identify control gaps and process improvement opportunities, develop practical remediation plans, and drive issues through timely and sustainable resolution.
• Provide periodic reporting to senior management, including the CAO and CFO, on SOX readiness, testing results, remediation status, emerging risks, and key decisions.
• Lead and support initiatives across accounting, financial reporting, internal controls, governance, and SEC reporting capabilities.
• Prepare and review technical accounting memoranda for complex and judgmental matters, including business combinations, asset acquisitions, revenue recognition, stock-based compensation, consolidation, capital raising activity and other transactions.
• Research and assess new accounting standards and SEC developments, determine their impact, and coordinate implementation across relevant stakeholders.
• Develop and maintain accounting policies that translate U.S. GAAP and SEC requirements into clear, scalable operating practices.
• Support financial statement preparation and review, including U.S. GAAP and SEC disclosure requirements, as needed.
• Mentor team members and strengthen technical accounting, controls, project management, and executive communication capabilities across the organization.

Connaissances

Public accounting experience

Internal controls

Technical accounting

SOX/SEC reporting

Cross-functional leadership

Communication

Research complex accounting matters

Formation

CPA license

Description du poste

iCapital is seeking a Vice President to join the Corporate Reporting team within Corporate Finance. You will lead the SOX program, strengthen ITGCs and technical accounting processes, and partner with Finance, Legal, Compliance, and Technology to operate like a public company.

The role requires 8+ years in public accounting or technical accounting, CPA licensing, and strong knowledge of US GAAP and SEC reporting.