VP, Regulatory Relations & Compliance - Americas

474 MS Services Group, Inc.

Dallas (TX)

On-site

USD 110,000 - 163,000

Full time

14 days+
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Job summary

Morgan Stanley in Dallas, TX seeks a Vice President in Legal and Compliance for the Americas Prudential Regulatory Relations Group. You will lead regulatory interactions, coordinate examinations, and advise senior management on risk and remediation strategies in a global financial services environment.

The role requires a Bachelor degree, 7+ years in regulatory banking or similar, and strong written/oral communication.

Qualifications

  • Bachelor degree required; JD/MBA a plus.
  • 7+ years banking experience in regulatory organization or similar.
  • Strong written and oral communication and interpersonal skills.
  • Ability to lead and influence senior stakeholders.

Responsibilities

  • Lead strategic management of complex regulatory examinations.
  • Coordinate quarterly, monthly and ad hoc regulator requests.
  • Advise management on regulatory risks and action plans.
  • Prepare briefing memos for regulatory meetings and follow-up actions.
  • Lead regulatory meetings and coordinate responses to regulators.
  • Foster proactive relationships with regulators and internal stakeholders.
  • Stay updated on regulatory developments and risk trends.

Skills

Communication
Presentation
Stakeholder management
Regulatory affairs

Education

Bachelor degree
J.D./MBA preferred

Job description

Morgan Stanley in Dallas, TX seeks a Vice President in Legal and Compliance for the Americas Prudential Regulatory Relations Group. You will lead regulatory interactions, coordinate examinations, and advise senior management on risk and remediation strategies in a global financial services environment.

The role requires a Bachelor degree, 7+ years in regulatory banking or similar, and strong written/oral communication.

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