VP RegTech: AI, Automation & Compliance
Axos Bank
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Benefits offered by this job
Job summary
Axos Bank seeks a Vice President, Regulatory Technology to modernize Compliance through AI, automation, analytics, and technology-enabled solutions. You will lead a RegTech function, partnering with Compliance, Tech, Data Analytics, and business leaders to drive data-driven regulatory oversight.
Responsibilities include designing automated workflows, building dashboards with Power BI/Tableau, and guiding governance for AI-enabled processes.
Qualifications
- 10+ years of experience in banking, financial services, regulatory compliance, risk management, or related fields.
- 5+ years leading regulatory technology, automation, digital transformation, or compliance technology initiatives.
- Proven experience implementing AI, workflow automation, advanced analytics, and reporting solutions within regulated environments.
- Strong knowledge of Compliance Management Systems (CMS), risk management frameworks, and banking regulatory requirements.
- Experience supporting Consumer Compliance, Fair Lending, CRA, UDAAP, HMDA, Mortgage Lending, Deposit Compliance, Complaint Management, Regulatory Change Management, Third-Party Risk Management, and Compliance Monitoring & Testing.
- Experience with compliance and reporting technologies such as Microsoft Copilot, Power BI, Tableau, SQL, Python, Power Automate, n8n, Salesforce, Archer, ServiceNow, GRC platforms, AI/LLM technologies, API integrations, and workflow orchestration tools.
- Strong analytical, project management, change management, and executive communication skills with the ability to translate regulatory requirements into scalable technology solutions.
Responsibilities
- Develop and execute the Compliance RegTech strategy and roadmap
- Identify and implement AI, automation, workflow, and analytics solutions across Compliance functions
- Lead initiatives supporting regulatory change management, complaint management, fair lending, CRA, compliance testing, reporting, risk assessments, and policy management
- Design automated workflows and reporting solutions that reduce manual effort and improve monitoring capabilities
- Build executive dashboards and compliance reporting using tools such as Power BI, Tableau, SQL, and AI platforms
- Partner with Compliance and business leaders to translate regulatory requirements into scalable technology solutions
- Establish governance, controls, validation, and monitoring standards for AI and automated solutions
- Support regulatory examinations, audits, and compliance reviews related to technology initiatives
- Build and lead a high-performing RegTech function while serving as a trusted advisor to executive leadership
Skills
Tools
Job description
Axos Bank seeks a Vice President, Regulatory Technology to modernize Compliance through AI, automation, analytics, and technology-enabled solutions. You will lead a RegTech function, partnering with Compliance, Tech, Data Analytics, and business leaders to drive data-driven regulatory oversight.
Responsibilities include designing automated workflows, building dashboards with Power BI/Tableau, and guiding governance for AI-enabled processes.
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