VP, Regulatory Technology

Axos Bank; Coronado (CA); On-site; USD 90,000 - 120,000; Full time

Benefits offered by this job

Medical Insurance

Dental Insurance

Vision Insurance

Life Insurance

Paid Time Off

HSA or FSA

401(k) matching

Mortgage loan program

Self-Directed Trading

Job summary

Axos Bank seeks a Vice President, Regulatory Technology to modernize Compliance through AI, automation, analytics, and technology-enabled solutions. You will lead a RegTech function, partnering with Compliance, Tech, Data Analytics, and business leaders to drive data-driven regulatory oversight.

Responsibilities include designing automated workflows, building dashboards with Power BI/Tableau, and guiding governance for AI-enabled processes.

Qualifications

• 10+ years of experience in banking, financial services, regulatory compliance, risk management, or related fields.
• 5+ years leading regulatory technology, automation, digital transformation, or compliance technology initiatives.
• Proven experience implementing AI, workflow automation, advanced analytics, and reporting solutions within regulated environments.
• Strong knowledge of Compliance Management Systems (CMS), risk management frameworks, and banking regulatory requirements.
• Experience supporting Consumer Compliance, Fair Lending, CRA, UDAAP, HMDA, Mortgage Lending, Deposit Compliance, Complaint Management, Regulatory Change Management, Third-Party Risk Management, and Compliance Monitoring & Testing.
• Experience with compliance and reporting technologies such as Microsoft Copilot, Power BI, Tableau, SQL, Python, Power Automate, n8n, Salesforce, Archer, ServiceNow, GRC platforms, AI/LLM technologies, API integrations, and workflow orchestration tools.
• Strong analytical, project management, change management, and executive communication skills with the ability to translate regulatory requirements into scalable technology solutions.

Responsibilities

• Develop and execute the Compliance RegTech strategy and roadmap
• Identify and implement AI, automation, workflow, and analytics solutions across Compliance functions
• Lead initiatives supporting regulatory change management, complaint management, fair lending, CRA, compliance testing, reporting, risk assessments, and policy management
• Design automated workflows and reporting solutions that reduce manual effort and improve monitoring capabilities
• Build executive dashboards and compliance reporting using tools such as Power BI, Tableau, SQL, and AI platforms
• Partner with Compliance and business leaders to translate regulatory requirements into scalable technology solutions
• Establish governance, controls, validation, and monitoring standards for AI and automated solutions
• Support regulatory examinations, audits, and compliance reviews related to technology initiatives
• Build and lead a high-performing RegTech function while serving as a trusted advisor to executive leadership

Skills

AI technologies

Automation

Advanced analytics

RegTech

Executive communication

Project management

Regulatory compliance

Risk management

Tools

Microsoft Copilot

Power BI

Tableau

SQL

Python

Power Automate

n8n

Salesforce

Archer

ServiceNow

GRC platforms

AI/LLM technologies

API integrations

workflow orchestration tools

Job description

Axos Bank Target Range: $90,000.00/Yr. - $120,000.00/Yr. Actual starting pay will vary based on factors including, but not limited to, geographic location, experience, skills, specialty, and education. Eligible for an Annual Discretionary Cash Bonus Target: 10% Eligible for an Annual Discretionary Restricted Stock Units Bonus Target: 10% These discretionary target bonuses may be awarded semi-annually based upon your achievement of performance goals and targets.

About This Job The Vice President, Regulatory Technology (RegTech) leads the modernization of Compliance through AI, automation, advanced analytics, and technology-enabled solutions. Reporting to the Chief Compliance Officer, this role partners with Compliance, Technology, Data Analytics, and business leaders to enhance regulatory compliance, strengthen risk management, improve operational efficiency, and support scalable growth. The position is responsible for developing and executing the Compliance technology strategy, driving innovation, and implementing solutions that enable data-driven decision‑making and regulatory oversight.

Responsibilities

• Develop and execute the Compliance RegTech strategy and roadmap
• Identify and implement AI, automation, workflow, and analytics solutions across Compliance functions
• Lead initiatives supporting regulatory change management, complaint management, fair lending, CRA, compliance testing, reporting, risk assessments, and policy management
• Design automated workflows and reporting solutions that reduce manual effort and improve monitoring capabilities
• Build executive dashboards and compliance reporting using tools such as Power BI, Tableau, SQL, and AI platforms
• Partner with Compliance and business leaders to translate regulatory requirements into scalable technology solutions
• Establish governance, controls, validation, and monitoring standards for AI and automated solutions
• Support regulatory examinations, audits, and compliance reviews related to technology initiatives
• Build and lead a high-performing RegTech function while serving as a trusted advisor to executive leadership

Qualifications

• 10+ years of experience in banking, financial services, regulatory compliance, risk management, or related fields
• 5+ years leading regulatory technology, automation, digital transformation, or compliance technology initiatives
• Proven experience implementing AI, workflow automation, advanced analytics, and reporting solutions within regulated environmentsStrong knowledge of Compliance Management Systems (CMS), risk management frameworks, and banking regulatory requirements
• Experience supporting one or more of the following areas: Consumer Compliance, Fair Lending, CRA, UDAAP, HMDA, Mortgage Lending, Deposit Compliance, Complaint Management, Regulatory Change Management, Third-Party Risk Management, and Compliance Monitoring & Testing
• Experience with compliance and reporting technologies such as Microsoft Copilot, Power BI, Tableau, SQL, Python, Power Automate, n8n, Salesforce, Archer, ServiceNow, GRC platforms, AI/LLM technologies, API integrations, and workflow orchestration tools
• Strong analytical, project management, change management, and executive communication skills with the ability to translate regulatory requirements into scalable technology solutions

Axos Employee Benefits May Include

• Medical, Dental, Vision, and Life Insurance
• Paid Sick Leave, 3 weeks’ Vacation, and Holidays (about 11 a year)
• HSA or FSA account and other voluntary benefits
• 401(k) Retirement Saving Plan with Employer Match Program and 529 Savings Plan
• Employee Mortgage Loan Program and free access to an Axos Bank Account with Self-Directed Trading

About Axos

Born digital-first, Axos delivers financial tools and services that allow individuals, small businesses, and companies to access and manage their money how, when, and where they want. We’re a diverse team of dynamic, insightful, and independent innovators who are excited to provide technology-driven solutions that offer unbeatable value to our customers. Axos Financial is our holding company and is publicly traded on the New York Stock Exchange under the symbol "AX" (NYSE: AX). Learn more about working at Axos

Equal Employment Opportunity

Axos is an Equal Opportunity employer. We are committed to providing equal employment opportunities to all employees and applicants without regard to race, religious creed, color, sex (including pregnancy, breast feeding and related medical conditions), gender, gender identity, gender expression, sexual orientation, national origin, ancestry, citizenship status, military and veteran status, marital status, age, protected medical condition, genetic information, physical disability, mental disability, or any other protected status in accordance with all applicable federal, state, and local laws.

Job Functions and Work Environment

While performing the duties of this position, the employee is required to sit for extended periods of time. Manual dexterity and coordination are required while operating standard office equipment such as computer keyboard and mouse, calculator, telephone, copiers, etc. The work environment characteristics described here are representative of those an employee may encounter while performing the essential functions of this position. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions of this position.

E-Verify and Right to Work Notices

Axos participates in the U.S. Department of Homeland Security E-Verify program in all facilities located in the United States. The E-Verify program is an internet-based employment eligibility verification system operated by the U.S. Citizenship and Immigration Services. IER Right to Work Poster (English/Spanish) E-Verify Participation Poster (English/Spanish)

Pre-Employment Background Check and Drug Test

All offers are contingent upon the candidate successfully passing a credit check, criminal background check, and pre-employment drug screening, which includes screening for marijuana. Axos Bank is a federally regulated banking institution. At the federal level, marijuana is an illegal schedule 1 drug; therefore, we will not employ any person who tests positive for marijuana, regardless of state legalization.

We’re a team of relentless innovators that are challenging the status quo through smart, pro-consumer financial products and services. We got our start in 2000, as an online bank – when the idea of banking online was almost unthinkable. Since then, we’ve evolved to add commercial banking, commercial lending, investment, clearing, and fiduciary services to our toolbox. As modern life continues to present new challenges for clients, we step up and find creative ways to solve them.