VP, Deposits Compliance & Advisory Leader

474 MS Services Group, Inc.; Dallas (TX); On-site; USD 108,000 - 162,000; Full time

Job summary

Morgan Stanley seeks a Deposits Advisory Officer (VP) to provide compliance guidance for the U.S. Banks non-financial risk unit, focusing on retail and brokered deposit products. The role supports policy development, testing, and training across business units while mitigating regulatory risk.

Candidate will monitor Reg E, Reg DD, Reg CC, and related rules, coordinate remediation with teams, and contribute to annual compliance planning. In-person interviews required.

Qualifications

• Bachelor's degree required; MBA or JD preferred.
• CRCM preferred.
• 8+ years of compliance and/or regulatory experience with knowledge of the financial services industry, regulatory requirements, and experience in analyzing business risk and best practices.
• Knowledge of banking regulations from OCC, CFPB, and Federal Reserve, including Reg DD, Reg E, Reg CC, Reg D, and UDAAP; operational rules (NACHA) preferred.
• Ability to discuss and explain how regulations apply to certain products.
• Strong organizational and analytical skills; able to manage multiple projects.

Responsibilities

• Provide compliance advice and guidance to Deposits businesses on banking rules and regulations.
• Advise on product development and distribution initiatives for compliance risk.
• Monitor and implement updates for key deposit regulations.
• Develop, maintain, and revise policies and procedures.

Skills

Communication skills

Analytical skills

Teamwork

Regulatory knowledge

Risk assessment

Organizational skills

NACHA knowledge

Education

Bachelor's degree

MBA

JD

CRCM

Tools

NACHA knowledge

Job description

Morgan Stanley seeks a Deposits Advisory Officer (VP) to provide compliance guidance for the U.S. Banks non-financial risk unit, focusing on retail and brokered deposit products. The role supports policy development, testing, and training across business units while mitigating regulatory risk.

Candidate will monitor Reg E, Reg DD, Reg CC, and related rules, coordinate remediation with teams, and contribute to annual compliance planning. In-person interviews required.