VP Compliance Risk Lead: Employee Conduct & Controls

JP Morgan Chase; New York (NY); On-site; USD 180,000 - 230,000; Full time

Job summary

JPMorgan Chase is seeking a Compliance Risk Management Lead Vice President within the CCOR organization to shape and sustain a robust compliance framework. You will identify, review, assess, and mitigate conduct risk across global policies, partnering with multiple stakeholders to drive efficiency and elevate effectiveness.

In this role, you will bring end-to-end visibility into workflows, perform risk assessments, and support governance improvements to strengthen controls that mitigate

Qualifications

• 7+ years of experience in financial services.
• Bachelor’s degree in a relevant discipline.
• Deep expertise in risk management, compliance, controls, and audit.
• Strong analytical and problem‑solving skills.
• Excellent stakeholder management and communication skills.

Responsibilities

• Develop understanding of the Employee Compliance and Conduct organization’s processes and controls.
• Review end-to-end workflow to identify trends and themes across Lines of Business.
• Partner with LOB Compliance, Global Security, Employee Relations, and Legal on conduct-related matters.
• Leverage CCOR Framework to review conduct dispositions and ensure globally consistent outcomes.
• Govern Compliance frameworks, maintaining and revising standards, procedures and related docs.
• Analyze metrics (KPIs, KRIs) and drive data-focused initiatives to mitigate risk.
• Calibrate viewpoints and present findings in formal forums or ad hoc meetings.

Skills

Risk management

Analytical thinking

Stakeholder management

Project management

Communication

Microsoft Office

Education

Bachelor’s degree in a relevant discipline

Tools

Microsoft Office

Job description

JPMorgan Chase is seeking a Compliance Risk Management Lead Vice President within the CCOR organization to shape and sustain a robust compliance framework. You will identify, review, assess, and mitigate conduct risk across global policies, partnering with multiple stakeholders to drive efficiency and elevate effectiveness.

In this role, you will bring end-to-end visibility into workflows, perform risk assessments, and support governance improvements to strengthen controls that mitigate