US Equity Settlements Operations Analyst

TD Securities Inc.; Town of Florida (NY); On-site; USD 55,000 - 65,000; Full time

Job summary

TD Securities Inc. is looking for an Ops Analyst I to join their Domestic Settlements team based in Lake Mary, Florida. This role ensures all requirements are met for successful US settlement transactions.

Responsibilities include settling US broker-dealer transactions, cross-training across departments, and resolving transaction breaks while building cross-functional partnerships within Operations, Trading, auditors, and Technology.

Qualifications

• BS/BA degree and/or 0-3 years of relevant work experience.
• Knowledge of Broker Dealer Operations with a focus on Equity Transactions
• DTCC
• Broadridge Systems –BPS
• Fail Management
• Books and Records Balancing
• Proficient in Office 365 suite including Excel and Outlook
• Ability to identify, escalation, and resolve problems/issues.
• Ability to communicate professionally through effective verbal and written skills.
• Demonstrates efficient time management skills and critical thinking.
• Demonstrates organizational skills and a strong attention to detail.
• Ability to multi-task and prioritize tasks.
• Ability to work in a team environment.
• Ability to meet deadlines and work under pressure.
• Proactive and self-starter who is goal oriented.

Responsibilities

• Work with a team of operations employees to facilitate the daily settlement of US broker dealer transactions while mitigating risk.
• Cross-train in several areas of the department to have a diverse skill set and comprehensive understanding of business flows.
• Review and resolve transaction breaks.
• Develop relationships with applicable members of Operations, Trading, vendors, Internal and External Auditors, Governance & Control, and Technology to ensure partnership and efficient operation and coordination.

Skills

Office 365

Excel

Outlook

Communication skills

Time management

Attention to detail

Teamwork

Multitasking

Deadline orientation

Problem solving

Education

BS/BA degree

Tools

DTCC

Broadridge BPS

Job description

TD Securities Inc. is looking for an Ops Analyst I to join their Domestic Settlements team based in Lake Mary, Florida. This role ensures all requirements are met for successful US settlement transactions.

Responsibilities include settling US broker-dealer transactions, cross-training across departments, and resolving transaction breaks while building cross-functional partnerships within Operations, Trading, auditors, and Technology.