US Equity Clearing Operations Analyst

TD Bank Group

Town of Florida, Northern (NY, KY)

Hybrid

USD 55,000 - 65,000

Full time

4 days ago
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Job summary

TD Securities is seeking an Operations Analyst I to join the Domestic Settlements team in Lake Mary, Florida. This role ensures all requirements are met for successful US settlement transactions and works with a team to mitigate risk.

The position offers growth opportunities within a collaborative TD Securities environment, with focus on process improvement and cross-training across department areas.

Qualifications

  • BS/BA degree and/or 0–3 years of relevant work experience.
  • Knowledge of broker-dealer operations with a focus on equity transactions.
  • DTCC, Broadridge BPS, Fail Management experience.
  • Proficient in Office 365 suite including Excel and Outlook.
  • Strong communication, time management, and attention to detail.

Responsibilities

  • Work with a team to facilitate daily settlement of US broker-dealer transactions while mitigating risk.
  • Cross-train in several areas to gain a diverse skill set and understanding of business flows.
  • Review and resolve transaction breaks.
  • Develop relationships with Operations, Trading, vendors, Internal and External Auditors, Governance & Control, and Technology to ensure efficient operation.

Skills

Communication
Time management
Organization
Attention to detail
Teamwork
Problem solving

Education

BS/BA degree

Tools

Broadridge BPS
DTCC
Excel
Outlook

Job description

TD Securities is seeking an Operations Analyst I to join the Domestic Settlements team in Lake Mary, Florida. This role ensures all requirements are met for successful US settlement transactions and works with a team to mitigate risk.

The position offers growth opportunities within a collaborative TD Securities environment, with focus on process improvement and cross-training across department areas.

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