US Commission Management Sales - Vice President

JPMorgan Chase & Co.; New York (NY); On-site; USD 120,000 - 170,000; Full time

Job summary

JPMorgan Chase & Co. in New York seeks a US Commission Management Sales VP to drive CSA opportunities within US Soft$/CCA and oversee onboarding for US and Canadian clients across global products.

You will partner with coverage, trading, operations, legal, and compliance to manage governance, mitigate risks, and build durable internal and external partnerships while advancing growth and client relationships.

Qualifications

• Experience in commission management sales and/or related Equities client coverage roles (Soft$/CCA/CSA exposure strongly valued).
• Understanding of the US regulatory framework for commission arrangements, including SEC 28e safe harbor requirements.
• Client relationship management skills, including networking, engagement, and ability to maintain priority account coverage.
• Strong communication skills with cross-functional stakeholders.
• Commercial acumen, profitability discussions, and business reviews.
• Control mindset to drive governance and risk mitigation.

Responsibilities

• Own US CMS sales coverage for US Soft$ business, servicing US and Canadian clients across global product.
• Partner with business and client coverage teams to identify CSA growth opportunities and onboarding for new CSA accounts.
• Maintain partnerships with sales trading, research sales, and prime to promote the CSA business.
• Ensure governance and regulatory compliance for commission arrangements, including oversight of operations and accounts.
• Serve as point person for CSA-related client and operations escalations; identify and mitigate risks.
• Build internal stakeholder networks across sales, trading, operations, legal, and compliance to drive execution.
• Manage external vendor relationships and support CRM initiatives including profitability reviews and client strategy.

Skills

Commission management sales

Equities client coverage

US regulatory framework

Client relationship management

Cross-functional influence

Governance and risk

Time management

Job description

Own a client-facing role at the center of how our Global Equities franchise delivers value through commission arrangements. You’ll partner across coverage, trading, operations, legal, and compliance to drive growth, strengthen controls, and deepen client relationships.

Job summary:

The US Commission Management Sales (CMS) VP sits within Client Relationship Management (CRM) supporting the Global Equities business, with primary responsibility for the US Soft$/CCA business under SEC 28e safe harbor requirements and coverage of US and Canadian clients across global products. You will drive CSA opportunity identification and onboarding, manage escalations and risk mitigation, and maintain strong governance and oversight of commission arrangement activity while building durable internal and external partnerships.

Job responsibilities

• Own US CMS sales coverage for US Soft$business, servicing US and Canadian clients across global product
• Partner with business and client coverage teams to identify CSA growth opportunities and execute end-to-end onboarding for new CSA accounts
• Maintain active partnerships with sales trading, research sales, and prime to promote the CSA business
• Ensure appropriate governance and compliance with regulatory requirements for commission arrangements, including intra-month and monthly oversight of operational support activities, accounts under management, and balances
• Serve as point person for CSA-related client and operations escalations; identify, mitigate, and elevate risks/issues to senior management as needed
• Build and sustain strong internal stakeholder networks across sales, trading, operations, legal, and compliance to drive execution and client outcomes
• Manage external third party vendor relationships and support broader CRM initiatives including profitability reviews, research payment management, and client strategy

Required qualifications, capabilities, and skills

• Experience in commission management sales and/or related Equities client coverage roles (Soft$/CCA/CSA exposure strongly valued)
• Understanding of the US regulatory framework for commission arrangements, including SEC 28e safe harbor requirements
• Client relationship management skills, including networking, engagement, and ability to maintain priority account coverage
• Strong communication skills with the ability to influence and align cross-functional stakeholders across sales, trading, operations, legal, and compliance
• Demonstrated commercial acumen, including contributing to account strategy, profitability discussions, and business reviews
• Control mindset with the ability to drive governance, oversee processes, and identify/mitigate operational and conduct risks
• Strong time management and prioritization skills; self-starter who is resourceful and comfortable operating within a fast paced environment and change

Preferred qualifications, capabilities, and skills

• Prior experience servicing US and Canadian clients and/or cross-border commission arrangement considerations
• Experience partnering with third-party aggregators and external vendors supporting commission management workflows
• Familiarity working with or supporting Sales Trading, Research Sales, and/or Prime Brokerage businesses
• Demonstrated ability to stay ahead of regulatory regime changes and translate them into practical business action plans