Trust Compliance Leader – Regulatory Risk & Controls

Univest Financial Corp; Souderton (Montgomery County); Hybrid; USD 90,000 - 125,000; Full time

Benefits offered by this job

Health Insurance

Retirement Plan (401(k) match)

Paid Time Off (PTO) 20 days

Short Term Disability

Holiday Time Off

Company paid life insurance

Tuition reimbursement

Employee Wellness programs

Discounts on loan products

Professional development trainings

Job summary

Univest Financial Corp. is seeking a Trust Compliance Officer in Souderton, PA. The role involves leading the Trust Department's Compliance Management Program, developing policies, conducting risk assessments, and coordinating with regulators and auditors.

The successful candidate will have 5–7+ years in trust compliance, deep regulatory knowledge, and strong communication and organizational skills. The position offers a comprehensive benefits package and a hybrid work arrangement.

Qualifications

• Bachelor's degree in a related field.
• Minimum of 5–7 years of experience in a trust company compliance role (Trust Compliance Officer experience preferred).
• Strong working knowledge of state and federal rules and regulations for a trust company.
• Demonstrated experience with state and federal regulatory trust company exams and related procedures.

Responsibilities

• Developing, implementing, and administering all aspects of Univest Bank and Trust Co.'s Trust Department Compliance Management Program.
• Develop, review and maintain the Trust Department's compliance policies and procedures.
• Conduct regular compliance risk assessments.
• Test and monitor the effectiveness of compliance controls; manage third-party compliance testing as applicable.
• Prepare testing and oversight reports for the Chief Compliance Officer and the Chief Risk Officer.
• Liaise with regulators and auditors.
• Participate in Trust Committee and related committees.
• Stay current with regulatory changes and industry landscape.
• Develop, implement, and present the Trust Department's Compliance Training Program.
• Ensure compliance with laws and Univest Code of Conduct.

Skills

Strong communication

Time management

Organizational skills

Analytical thinking

Relationship development

Education

Bachelor's degree in related field

Tools

Excel

Word

PowerPoint

Outlook

Job description

Univest Financial Corp. is seeking a Trust Compliance Officer in Souderton, PA. The role involves leading the Trust Department's Compliance Management Program, developing policies, conducting risk assessments, and coordinating with regulators and auditors.

The successful candidate will have 5–7+ years in trust compliance, deep regulatory knowledge, and strong communication and organizational skills. The position offers a comprehensive benefits package and a hybrid work arrangement.