Trust Compliance Officer

Univest Financial Corp; Souderton (Montgomery County); Hybrid; USD 90,000 - 125,000; Full time

Benefits offered by this job

Health Insurance

Retirement Plan (401(k) match)

Paid Time Off (PTO) 20 days

Short Term Disability

Holiday Time Off

Company paid life insurance

Tuition reimbursement

Employee Wellness programs

Discounts on loan products

Professional development trainings

Job summary

Univest Financial Corp. is seeking a Trust Compliance Officer in Souderton, PA. The role involves leading the Trust Department's Compliance Management Program, developing policies, conducting risk assessments, and coordinating with regulators and auditors.

The successful candidate will have 5–7+ years in trust compliance, deep regulatory knowledge, and strong communication and organizational skills. The position offers a comprehensive benefits package and a hybrid work arrangement.

Qualifications

• Bachelor's degree in a related field.
• Minimum of 5–7 years of experience in a trust company compliance role (Trust Compliance Officer experience preferred).
• Strong working knowledge of state and federal rules and regulations for a trust company.
• Demonstrated experience with state and federal regulatory trust company exams and related procedures.

Responsibilities

• Developing, implementing, and administering all aspects of Univest Bank and Trust Co.'s Trust Department Compliance Management Program.
• Develop, review and maintain the Trust Department's compliance policies and procedures.
• Conduct regular compliance risk assessments.
• Test and monitor the effectiveness of compliance controls; manage third-party compliance testing as applicable.
• Prepare testing and oversight reports for the Chief Compliance Officer and the Chief Risk Officer.
• Liaise with regulators and auditors.
• Participate in Trust Committee and related committees.
• Stay current with regulatory changes and industry landscape.
• Develop, implement, and present the Trust Department's Compliance Training Program.
• Ensure compliance with laws and Univest Code of Conduct.

Skills

Strong communication

Time management

Organizational skills

Analytical thinking

Relationship development

Education

Bachelor's degree in related field

Tools

Excel

Word

PowerPoint

Outlook

Job description

All qualified applicants will receive consideration for employment without regard to race, color, sex, sexual orientation, gender identity, religion, national origin, disability, veteran status, age, marital status, pregnancy, genetic information, or other legally protected status.

Univest Financial Corp

Trust Compliance Officer

US-PA-Souderton

Job ID: 7022

Type: Full Time

# of Openings: 1

Category: Corporate

Univest Financial Corporation

Overview

At Univest, we believe strong compliance is the foundation of trust. We're looking for a detail-oriented and experienced Trust Compliance Officer to help lead and strengthen our Trust Department's Compliance Management Program. In this role, you'll partner with leaders, regulators, auditors, and internal committees to support sound practices, manage risk, and help ensure we continue doing business the right way. If you're a compliance professional with trust company experience and a passion for building strong, effective programs, we'd love to hear from you. Apply today and take the next step in your career with Univest.

Responsibilities

Responsible for developing, implementing, and administering all aspects of Univest Bank and Trust Co.'s ("Univest") Trust Department Compliance Management Program

Develop, review and maintain the Trust Department's compliance policies and procedures

Conduct regular compliance risk assessments

Regularly test and monitor the effectiveness of compliance controls; manage third-party compliance testing as applicable

Prepare testing and oversight reports for the Chief Compliance Officer and the Chief Risk Officer of Univest

Serve as the Trust Department's liaison with regulators and auditors

Serve as a member of the Trust Department's Trust Committee and the Discretionary Distribution and Real Estate, Fee and Acceptance, and Investment Committees

Remain current with regulatory changes, supervisory guidance, expectations, and industry landscape

Responsible for developing, implementing, and presenting the Trust Department's Compliance Training Program

Accountable for compliance with laws and regulations that apply to this position including the Univest Code of Conduct.

Perform other duties and projects as assigned.

Qualifications

Bachelor's degree in a related field

Minimum of 5-7 years of experience in a trust company compliance role (Trust Compliance Officer experience preferred)

Strong working knowledge of state and federal rules and regulations for a trust company

Demonstrated experience with state and federal regulatory trust company exams and working knowledge of related procedures and requirements

Effective verbal and written communication skills

Strong time management, organizational, diagnostic, critical thinking, presentation, and relationship development skills

Proficient in Excel, Word, PowerPoint, and Outlook

Wage Range

The salary for this position ranges from $90,000 to $125,000

Benefits Overview

Univest offers a comprehensive benefits package that includes:

• Health Insurance: Medical, dental and vision coverage (single or family; begins the first of the month following start date)
• Retirement Plan: Participation in 401(k) plan with up to a 3% employer match after 6 months of employment
• Paid Time Off (PTO): 20 days annually
• Short Term Disability: 12 weeks of sick time with a doctors note after 6 months of service
• Holiday Time Off: 11 paid holidays
• We offer company paid life insurance: as well as other supplemental insurances
• Tuition reimbursement
• Employee Wellness programs: including fitness club discounts and fitness tracker discounts/ annual reimbursement
• Discounts: on loan products
• Professional development trainings

Click here for Benefit Information

#Univest

#LI-Hybrid

An Equal Opportunity Employer. Univest does not discriminate against any applicant for employment because of race, color, religion, religious creed, ancestry, national origin, age, sex, disability or protected veteran status.

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