Trade Surveillance Analyst: Compliance & Analytics

Interactive Brokers; Chicago (IL); Hybrid; USD 50,000 - 70,000; Full time

Benefits offered by this job

Daily company lunch allowance

Corporate events and team outings

Medical, Dental, and Vision coverage

Job summary

Interactive Brokers is seeking a Trade Surveillance Analyst for a hybrid role in Chicago, Illinois. This entry-level position, reported to a Compliance Manager, involves ensuring compliance with financial regulations, such as the Bank Secrecy Act and anti-money laundering laws.

Ideal candidates will possess 1-3 years in regulatory compliance, strong analytical skills, and a bachelor's degree in finance or a related field. Benefits include a lunch allowance, corporate events, and eligibility for Paid Time Off.

Qualifications

• 1-3 years of regulatory compliance experience in a financial services firm.
• Strong analytical and quantitative skills.
• High degree of comfort with computers and technology.

Responsibilities

• Conduct account activity reviews for compliance with IBKR policy.
• Advise management by analyzing and summarizing data.
• Prepare regulatory filings.

Skills

Regulatory compliance experience

Analytical skills

Communication skills

Detail-oriented

Project management skills

Knowledge of equity or exchange-traded derivatives

Education

Bachelor's degree in finance, economics, or related field

Tools

ACAMS certification

CFE certification

CFCS certification

FINRA Series 7

Job description

Interactive Brokers is seeking a Trade Surveillance Analyst for a hybrid role in Chicago, Illinois. This entry-level position, reported to a Compliance Manager, involves ensuring compliance with financial regulations, such as the Bank Secrecy Act and anti-money laundering laws.

Ideal candidates will possess 1-3 years in regulatory compliance, strong analytical skills, and a bachelor's degree in finance or a related field. Benefits include a lunch allowance, corporate events, and eligibility for Paid Time Off.