Trade Surveillance Analyst - Hybrid Compliance & Analytics

Interactive Brokers Group; Chicago (IL); Hybrid; USD 60,000 - 90,000; Full time

Benefits offered by this job

Annual bonus

Stock grants

401(k) match

Health benefits

Lunch allowance

Job summary

Interactive Brokers Group, a leader in global financial services, seeks a Trade Surveillance Analyst in Chicago. You will review accounts, analyze data, and prepare filings under supervision. The role offers growth in regulatory compliance and collaboration with a Compliance Manager.

The ideal candidate has 1–3 years in financial services compliance, strong analytical skills, and the ability to work independently in a hybrid environment.

Qualifications

• 1–3 years of regulatory compliance experience in exchange, BD, or regulator settings.
• Strong data analysis and ability to summarize trends for management.
• Excellent verbal and written communication skills.

Responsibilities

• Conduct account activity reviews to ensure IBKR policy alignment.
• Collect, analyze, and summarize data and trends for management.
• Prepare regulatory filings and reports.
• Help streamline processes and identify improvements.
• Review trading data for suspicious activity.

Skills

Regulatory compliance

Data analysis

Regulatory filings

Communication skills

Education

Bachelor's degree

Tools

FINRA licenses

Job description

Interactive Brokers Group, a leader in global financial services, seeks a Trade Surveillance Analyst in Chicago. You will review accounts, analyze data, and prepare filings under supervision. The role offers growth in regulatory compliance and collaboration with a Compliance Manager.

The ideal candidate has 1–3 years in financial services compliance, strong analytical skills, and the ability to work independently in a hybrid environment.