Regulatory Intake Analyst | Hybrid (Chicago)

Interactive Brokers Group

Chicago, Northern (IL, KY)

Hybrid

USD 60,000 - 80,000

Full time

8 days ago
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Benefits offered by this job

401(k) retirement plan with company-m?
Health and wellness benefits
Parental leave
Life insurance
Disability coverage
Flexible Spending Accounts (FSAs)
Education reimbursement
Care.com services
Lunch allowance
Stock grant awards
Annual bonus

Job summary

Interactive Brokers Group, Inc. in Chicago, IL, is seeking a Compliance Intake Analyst for the Regulatory Correspondence Unit. This hybrid role (4 days in the office/1 day remote) focuses on accurate data entry, email handling, and document processing to support regulatory compliance.

The position is well-suited for a detail-oriented professional with 0–3 years of experience, a solid academic background, and the ability to learn IB systems quickly within a collaborative team environment.

Qualifications

  • Bachelor’s Degree or equivalent experience.
  • 0–3 years of job experience.
  • Strong organizational and time-management skills.
  • Ability to work independently in a small team environment.
  • Clear, concise communication skills.
  • High degree of comfort with technology and IB systems.

Responsibilities

  • Own the Regulatory Correspondence intake process with limited oversight.
  • Identify and assess inquiries from regulators and law enforcement.
  • Create and assign related matters within internal case management.
  • Monitor regulatory response timelines and facilitate timely productions.
  • Communicate with regulators, law enforcement, and IB stakeholders about case status.
  • Escalate matters to Regulatory Correspondence management as appropriate.
  • Contribute to special projects as needed.

Skills

Organizational skills
Time management
Independent work
Communication skills
Tech savvy

Education

Bachelor’s Degree

Tools

IB systems

Job description

Interactive Brokers Group, Inc. in Chicago, IL, is seeking a Compliance Intake Analyst for the Regulatory Correspondence Unit. This hybrid role (4 days in the office/1 day remote) focuses on accurate data entry, email handling, and document processing to support regulatory compliance.

The position is well-suited for a detail-oriented professional with 0–3 years of experience, a solid academic background, and the ability to learn IB systems quickly within a collaborative team environment.

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