Trade Analyst

Insight Global; Salt Lake City (UT); On-site; USD 60,000 - 85,000; Full time

Job summary

Insight Global is supporting a top Investment Banking client in Salt Lake City with an on-site RIA Custody Analyst role. The position focuses on risk and controls around RIA-initiated investment products and the trade lifecycle, working within the Broker Operations team to enable growth.

You will partner with brokerage, execution and servicing experts to ensure excellent client service while mitigating exposure risks. Strong attention to detail and multi-tasking are essential.

Qualifications

• Understand the trade lifecycle and process flows for RIA-initiated investment products.
• Demonstrate risk awareness and control considerations in brokerage operations.

Responsibilities

• Understand the trade lifecycle and process flows of RIA-initiated investment products (equities, fixed income, mutual funds, retirement products).
• Partner with brokerage, execution and servicing teams to deliver top-notch client service while mitigating exposure risks.
• Collaborate with the business and federation to support growth with a focus on risk and controls for RIA products.
• Demonstrate attention to detail and ability to manage multiple tasks.
• Identify process improvements by leveraging evolving tools to build scalability.

Skills

Trade lifecycle

Risk management

Attention to detail

Cross-functional collaboration

Process improvement

Job description

One of Insight Global’s top clients within Investment Banking is looking for an RIA Custody Analyst to sit on site in Salt Lake City 5 days a week. This person will support the RIA Custody Broker Operations team. This team is responsible for partnering with the business and federation in order to facilitate business growth with a key focus on the risk and control around RIA initiated investment products. For every trade agreed, every new product launched or market entered, every transaction completed, this team is responsible for developing the processes and controls that makes business flow. Additional job responsibilities of the analyst will include:

• Gain a comprehensive understanding of the trade lifecycle and process flows of RIA initiated investment products: equities, fixed income, mutual funds, retirement products, etc.
• Partner with a teams of brokerage, execution and servicing experts to deliver top notch client service while ensuring exposure risks are appropriately mitigated.
• Work alongside the business and federation in order to facilitate business growth with a key focus on the risk and control around RIA initiated investment products
• Showcase your attention to detail and ability to manage several tasks at once.
• Identify processes and controls improvement by leveraging constant evolving tools that can be used to build scalability