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Temporary FinTech Regulatory and Product Attorney

Major, Lindsey & Africa

United States

Remote

USD 60,000 - 80,000

Full time

Today
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Job summary

A leading legal consultancy firm is seeking a Temporary FinTech Regulatory and Product Attorney with over 5 years of experience. The ideal candidate will provide expert legal advice on FinTech products and collaborate with product teams to ensure compliance with regulatory standards. This role offers hourly pay with a remote working option.

Qualifications

  • 5+ years experience as a lawyer at a FinTech company, ideally SEC Registered Investment Advisor and FINRA broker-dealer.
  • Ability to participate in Figma reviews with product teams.
  • BigLaw experience preferred.

Responsibilities

  • Provide product counseling and regulatory compliance support.
  • Collaborate with the General Counsel on legal issues.
  • Participate in product reviews and ensure regulatory compliance.

Skills

Product counseling
Regulatory product experience
Collaboration

Job description

Temporary FinTech Regulatory and Product Attorney
Temporary FinTech Regulatory and Product Attorney

Major, Lindsey & Africa’s Interim Legal Talent group has an immediate need for Temporary FinTech Regulatory and Product Attorney.

Overview: Our client is looking for an Interim FinTech Regulatory and Product Attorney.

Company: FinTech with Investing and Advisory Services.

Experience: 5+ years, FinTech SEC RIA and FINRA BD Experience.

Location: Remote.

Overview:

We are seeking an attorney with specific expertise in FinTech, SEC Registered Investment Advisor, and FINRA broker-dealer experience. The ideal candidate will have a background as a lawyer at a FinTech company such as Robinhood, Betterment, Wealthfront, Ellevest, SoFi, CashApp Investing, Stash, M1 Finance, Public, FidelityGo, Ally Invest Robo, Schwab Intelligent Portfolios, or Webull.

Responsibilities:

  • Provide product counseling and regulatory product experience.
  • Participate in Figma reviews with the product team to work through new product lines.
  • Collaborate with the General Counsel and other team members to ensure compliance with relevant regulations.
  • Offer legal advice and support on various matters related to FinTech products and services.

Qualifications:

  • 5+ years, Experience as a lawyer at a FinTech company that is both an SEC Registered Investment Advisor and a FINRA broker-dealer.
  • Product counseling or regulatory product experience.
  • Ability to participate in Figma reviews with the product team.
  • BigLaw experience (preferably NYC corporate law) is a strong plus.

Pay Rate: $100+/hour

Information regarding benefits can be found on MLA’s Website on the Consultant Resources Page: https://www.mlaglobal.com/en/consultant-resources

All interested and qualified candidates should apply directly with Major, Lindsey & Africa for review and consideration.

Major, Lindsey & Africa does not discriminate against applications on the basis of age, sex, race or any other protected characteristics pursuant to applicable state or federal laws.

Seniority level
  • Seniority level
    Mid-Senior level
Employment type
  • Employment type
    Temporary
Job function
  • Job function
    Legal

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