Tech Audit & Regulatory Readiness Lead

Bank of Montreal; Chicago (IL); On-site; USD 74,000 - 138,000; Full time

Benefits offered by this job

Health insurance

Tuition reimbursement

Retirement savings plans

Job summary

Bank of Montreal is seeking a results-driven professional to lead and coordinate T&O audit and regulatory exam activities in Chicago. You will partner with multiple risk functions and audit teams, ensuring timely, high-quality submissions and executive reporting.

The role emphasizes cross-functional collaboration, process improvement, and strong communication skills to support regulators and internal stakeholders.

Qualifications

• University degree or college diploma in related discipline or equivalent experience.
• 5–7 years in Regulatory Compliance, Audit or Risk Management.
• Experience leading or assisting with audits.

Responsibilities

• Assist ARI team in executing interaction model for T&O audits and exams.
• Coordinate pre-audit/pre-exam activities and meetings.
• Provide updates on exams/audits to leadership and regulators.
• Review audit/exam results and track themes for cross-T&O improvements.
• Support development of playbooks/templates for internal use.

Skills

Regulatory compliance

Audit & risk management

Regulatory interactions

Data analytics

Communication

Education

Bachelor's degree or higher

Tools

Microsoft Office

Spotfire reporting

Co-Pilot Chat

Job description

Bank of Montreal is seeking a results-driven professional to lead and coordinate T&O audit and regulatory exam activities in Chicago. You will partner with multiple risk functions and audit teams, ensuring timely, high-quality submissions and executive reporting.

The role emphasizes cross-functional collaboration, process improvement, and strong communication skills to support regulators and internal stakeholders.