Tax & Wealth Solutions Wholesaler

Exemplar Companies Inc.; Boston (MA); Remote; USD 120,000 - 170,000; Part time

Benefits offered by this job

1099 partnership

Remote work

National network access

Platform support

Job summary

Exemplar Companies is seeking an experienced Registered Representative – Tax & Wealth Solutions Wholesaler to develop relationships with financial advisors, CPAs, tax professionals, RIAs, and broker‑dealers across a national platform. This entrepreneurial 1099 opportunity focuses on integrating tax planning with wealth management and investment strategies for high‑net‑worth clients.

The role emphasizes building a robust book of business, educating partners on tax‑efficient investing, and

Qualifications

• FINRA Series 7 and 63 licenses required.
• Bachelor's degree in finance, business, accounting, tax, or related field preferred.
• 5+ years in investment sales, financial services, wealth management, or business development.

Responsibilities

• Develop and execute a territory/business development plan focused on tax-efficient wealth and investment solutions.
• Build relationships with CPAs, tax advisors, financial advisors, RIAs, broker-dealers, family offices, and other professionals.
• Identify opportunities where investment, wealth management, insurance, and tax strategies can work together.
• Educate advisors and partners on available investment offerings and tax-related considerations.
• Develop relationships with business owners, entrepreneurs, executives, and high-net-worth individuals.
• Conduct advisor meetings, presentations, educational events, and networking opportunities.
• Identify new opportunities involving alternative investments, private placements, tax-advantaged strategies, and wealth planning.
• Collaborate with Exemplar's tax, wealth, insurance, legal, and business advisory professionals to identify cross-disciplinary opportunities.
• Provide market, investment, and tax-planning insights within regulatory guidelines.
• Maintain accurate CRM activity, pipeline, and relationships.
• Represent Exemplar at industry conferences and CPA/wealth management events.
• Expand Exemplar's network of advisors and referral partners.

Skills

Relationship building

Tax planning

Networking

Investment sales

Education

FINRA Series 7 license

FINRA Series 63 license

Bachelor's degree in Finance/Business/Accounting/Tax/Marketing

Job description

Registered Representative – Tax & Wealth Solutions Wholesaler

1099 Partner Opportunity

About Exemplar Companies

Exemplar Companies is a values-driven professional services firm built on a quadruple bottom line philosophy: people, purpose, profit, and impact. We partner with entrepreneurial professionals who want to build meaningful businesses while leveraging the support, infrastructure, and collaborative network of a national platform.

Our integrated platform brings together tax, wealth management, insurance, legal, business advisory, and strategic consulting to help business owners, entrepreneurs, executives, and high-net-worth individuals make better financial and tax-informed decisions.

At Exemplar, professionals have the freedom to build their own business while leveraging the resources and expertise of a broader professional network.

Position Summary

Exemplar Companies is seeking an experienced Registered Representative – Tax & Wealth Solutions Wholesaler to develop relationships with financial advisors, CPAs, tax professionals, RIAs, broker‑dealers, and other professional referral sources.

This individual will focus on identifying opportunities where tax planning, wealth management, alternative investments, private placements, insurance, and other financial strategies can work together to help clients achieve their financial and tax objectives.

The ideal candidate understands how tax considerations influence investment and wealth decisions and is comfortable working with professionals who advise business owners, entrepreneurs, executives, and high‑net‑worth clients.

This is an entrepreneurial 1099 opportunity for someone who wants to build relationships, develop a book of business, and leverage Exemplar's multidisciplinary platform to create additional value for advisors and their clients.

Key Responsibilities

• Develop and execute a territory/business development plan focused on tax‑efficient wealth and investment solutions.
• Build relationships with CPAs, tax advisors, financial advisors, RIAs, broker‑dealers, family offices, and other professional referral sources.
• Identify opportunities where investment, wealth management, insurance, and tax strategies can work together.
• Educate advisors and professional partners on available investment offerings and tax‑related considerations.
• Develop relationships with business owners, entrepreneurs, executives, and high‑net‑worth individuals through professional referral networks.
• Conduct advisor meetings, presentations, educational events, and networking opportunities.
• Identify new opportunities involving alternative investments, private placements, tax‑advantaged strategies, and wealth planning.
• Work closely with Exemplar's tax, wealth, insurance, legal, and business advisory professionals to identify cross‑disciplinary opportunities.
• Provide market, investment, and tax‑planning insights within applicable regulatory and compliance guidelines.
• Maintain accurate CRM activity, pipeline, and relationship records.
• Represent Exemplar at industry conferences, CPA events, wealth management events, and other professional networking opportunities.
• Help expand Exemplar's network of advisors and professional referral partners.

Qualifications

• FINRA Series 7 and Series 63 licenses required.
• Bachelor's degree in Finance, Business, Accounting, Tax, Marketing, or related field preferred.
• 5+ years of experience in investment sales, financial services, wealth management, wholesaling, tax‑focused financial services, or business development.
• Strong understanding of tax‑efficient investing, alternative investments, private placements, wealth planning, or related strategies.
• Experience working with CPAs, tax professionals, financial advisors, RIAs, broker‑dealers, or other professional referral networks strongly preferred.
• Understanding of how tax considerations impact business owners, executives, entrepreneurs, and high‑net‑worth individuals.
• Demonstrated success building relationships and generating new business.
• Strong communication, presentation, negotiation, and relationship‑management skills.
• Entrepreneurial mindset with the ability to develop and manage a book of business.
• Ability to travel for advisor meetings, conferences, and networking events as needed.
• Existing relationships with CPAs, financial advisors, RIAs, or other professional referral sources highly desirable.

What We Offer

• Entrepreneurial 1099 partnership opportunity with flexibility and autonomy.
• Access to Exemplar's multidisciplinary platform across tax, wealth, insurance, legal, and business advisory.
• Ability to collaborate with experienced tax and wealth professionals.
• Operational, marketing, and leadership support designed to help grow your business.
• Access to a national professional network and cross‑referral opportunities.
• Flexible remote work environment.
• Opportunity to build a business focused on helping advisors and their clients address tax, wealth, and investment needs holistically.

Who You Are

• A relationship‑builder who understands the connection between tax, wealth, and investment planning.
• Someone who already has relationships with CPAs, financial advisors, business owners, or other professional referral sources.
• A strategic business developer who enjoys opening doors and creating new opportunities.
• Comfortable discussing complex financial and tax‑related concepts with sophisticated professionals.
• An entrepreneurial self‑starter who wants to build and grow a book of business.
• Someone who values collaboration and wants to leverage a broader professional platform rather than operate independently.
• Motivated by helping clients and professional partners find solutions that go beyond a single financial product.

Join Exemplar Companies

If you're ready to grow your business while leveraging a multidisciplinary platform that brings together tax, wealth, insurance, legal, and business advisory services, we would love to hear from you.

Build relationships. Create opportunities. Help clients see the full picture.

For more information, visit Exemplar Companies.