Strategic VP, Trading & Product Risk Intelligence

FINRA; Washington (District of Columbia); Hybrid; USD 193,000 - 380,000; Full time

Benefits offered by this job

Paid time off

Health benefits

401(k) plan

Volunteer days

Job summary

FINRA is seeking a Vice President of Trading and Product Risk Intelligence to lead a team focused on identifying, analyzing, and predicting regulatory trends impacting member firms and markets. The role bridges technical expertise with strategic dissemination and maintains strong ties with FINRA, SEC, and other regulators.

The ideal candidate has 10+ years in intelligence, deep regulatory knowledge, and a proven ability to guide risk initiatives in a complex financial environment.

Qualifications

• Bachelor's degree or equivalent required; law degree or advanced degree preferred.
• Minimum ten years' experience in intelligence collection, analysis, dissemination, and planning.
• Deep expertise in intelligence cycle strategies and regulatory contexts.

Responsibilities

• Lead strategic planning and stakeholder engagement across FINRA and regulators.
• Oversee intelligence operations to identify, analyze, and predict regulatory risks and market events.
• Develop and deliver strategic intelligence products for senior leadership and external stakeholders.
• Directly supervise and mentor talent; manage budgets, resources, and priorities.

Skills

Leadership

Strategic thinking

Regulatory knowledge

Stakeholder engagement

Education

Bachelor's degree

Law degree or advanced degree preferred

Job description

FINRA is seeking a Vice President of Trading and Product Risk Intelligence to lead a team focused on identifying, analyzing, and predicting regulatory trends impacting member firms and markets. The role bridges technical expertise with strategic dissemination and maintains strong ties with FINRA, SEC, and other regulators.

The ideal candidate has 10+ years in intelligence, deep regulatory knowledge, and a proven ability to guide risk initiatives in a complex financial environment.