Strategic Director, Corporate Governance & Securities

Piper Companies

Tempe (AZ)

On-site

USD 190,000 - 250,000

Full time

29 hours ago
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Job summary

Piper Companies in Tempe, AZ seeks a Director, Corporate Governance & Securities Counsel to lead governance, securities compliance, SEC reporting, and board matters for a leading publicly traded healthcare technology company. This onsite role requires strategic counsel to support global operations and drive governance transformation.

You will oversee Form 10-K/10-Q, insider trading controls, and Nasdaq/SOX compliance, liaise with Finance and IR, manage outside counsel, and guide regulatory

Qualifications

  • 12+ years of corporate legal experience in a law firm or public company.
  • Active license to practice law in at least one U.S. jurisdiction.
  • Experience with SEC reporting, securities law, and governance matters.
  • Strong knowledge of Nasdaq, SOX, Dodd-Frank compliance.

Responsibilities

  • Lead governance processes for the Board and committees.
  • Manage SEC reporting and disclosure, including 10-K/10-Q/8-K/Proxy.
  • Oversee insider trading controls and Section 16 filings.
  • Coordinate with Finance, IR, Tax, HR on governance matters.
  • Manage outside counsel and governance-related transactions.
  • Drive governance modernization using AI and digital tools.

Skills

SEC reporting
Corporate governance
Securities compliance
Board governance
Leadership
Cross-functional collaboration

Education

Juris Doctor (JD) degree

Tools

Workiva/Wdesk
Intelligize

Job description

Piper Companies in Tempe, AZ seeks a Director, Corporate Governance & Securities Counsel to lead governance, securities compliance, SEC reporting, and board matters for a leading publicly traded healthcare technology company. This onsite role requires strategic counsel to support global operations and drive governance transformation.

You will oversee Form 10-K/10-Q, insider trading controls, and Nasdaq/SOX compliance, liaise with Finance and IR, manage outside counsel, and guide regulatory

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