Sr. Compliance Manager

Addepar; Mountain View (CA); On-site; USD 154,000 - 240,000; Full time

Job summary

A leading technology and data company is seeking a Senior Compliance Manager to lead the development and execution of compliance strategies. This role involves collaboration across departments and requires a strategic thinker with strong communication skills. The position offers a competitive salary and the chance to work in a dynamic environment.

Qualifications

• At least 6 years of experience in compliance, legal, or risk roles.
• Proven ability to build and scale compliance programs.

Responsibilities

• Enhance and operationalize the compliance program.
• Create and deliver compliance training programs.
• Oversee monitoring processes for compliance.

Skills

Compliance

Communication

Judgment

Education

Bachelor's degree

Job description

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Who We Are

Addepar is a global technology and data company that helps investment professionals provide the most informed, precise guidance for their clients. Hundreds of thousands of users have entrusted Addepar to empower smarter investment decisions and better advice over the last decade. With client presence in more than 50 countries, Addepar’s platform aggregates portfolio, market and client data for over $7 trillion in assets. Addepar’s open platform integrates with more than 100 software, data and services partners to deliver a complete solution for a wide range of firms and use cases. Addepar embraces a global flexible workforce model with offices in Silicon Valley, New York City, Salt Lake City, Chicago, London, Edinburgh, Pune, and Dubai.

Who We Are

Addepar is a global technology and data company that helps investment professionals provide the most informed, precise guidance for their clients. Hundreds of thousands of users have entrusted Addepar to empower smarter investment decisions and better advice over the last decade. With client presence in more than 50 countries, Addepar’s platform aggregates portfolio, market and client data for over $7 trillion in assets. Addepar’s open platform integrates with more than 100 software, data and services partners to deliver a complete solution for a wide range of firms and use cases. Addepar embraces a global flexible workforce model with offices in Silicon Valley, New York City, Salt Lake City, Chicago, London, Edinburgh, Pune, and Dubai.

The Role

We are currently seeking a proactive and experienced Senior Compliance Manager to join the Legal & Compliance department and lead the ongoing development, refinement, and execution of our internal compliance strategies. This is a new and high-impact role that sits at the intersection of legal, product, operations, and risk. As a Senior Compliance Manager, you’ll serve as a critical partner in developing enhancements to align with best practices, especially as we continue supporting partners and clients operating in regulated environments. The ideal candidate will be a strategic thinker with a deep understanding of compliance best practices, exceptional communication skills, and a proven ability to collaborate effectively across the organization.

Addepar takes a market-based approach to pay. A successful candidate’s starting pay will be determined based on the role, job-related skills, experience, qualifications, work location, and market conditions. The range displayed on each job posting reflects the minimum and maximum target base salary for roles in Colorado, California, and New York.

The current range for this role is $154,000 - $240,000 (base salary) + bonus + equity + benefits.

Your recruiter can share more about the specific salary range for your preferred location during the hiring process. Additionally, these ranges reflect the base salary only, and do not include bonus, equity, or benefits.

What You’ll Do

• Enhance and Operationalize the Compliance Program: Enhance and operationalize the firm’s compliance program, monitoring that it remains robust and aligned with the company's evolving operations and its role in supporting regulated clients
• Policy and Procedure Management: Create, update, and maintain clear and concise compliance policies, procedures, and internal controls (including corporate code of ethics), so that they are effectively communicated, understood, and consistently applied across the organization
• Training and Awareness: Create and deliver compliance training programs to employees to reinforce a strong culture of compliance and understanding of relevant regulations and internal policies
• Monitoring: Oversee and refine existing monitoring processes for continuous compliance with internal policies and relevant legal and regulatory requirements (especially as they relate to KYC/AML and supporting regulated clients)
• Stakeholder Collaboration: Partner closely with cross-functional teams, including Product, Engineering, Sales, and Legal, so that compliance considerations are seamlessly integrated into all aspects of the business lifecycle
• Regulatory Awareness: Proactively stay informed about evolving regulatory landscapes and industry best practices relevant to the fintech industry and the regulated sectors our clients operate in. Analyze the potential impact of these changes on our business and our clients, and recommend necessary adjustments to our compliance program
• Vendor Management: Contribute to the ongoing compliance due diligence of vendors, as needed
  
  

Who You Are

• A Bachelor's degree in a relevant field, such as law, finance, business administration, or a related discipline
• At least 6 years of experience in compliance, legal, or risk roles within fintech, financial services, or tech-forward environments
• Proven ability to build, scale, and enforce compliance programs in dynamic or cross-regulatory contexts
• Familiarity with regulatory frameworks such as KYC/AML, privacy/data security, and vendor due diligence
• Strong judgment, discretion, and communication skills—able to translate complex compliance requirements into practical operational steps
• Comfortable working autonomously while collaborating across a high-performing team
  
  

Our Values

• Act Like an Owner - Think and operate with intention, purpose and care. Own outcomes.
• Build Together - Collaborate to unlock the best solutions. Deliver lasting value.
• Champion Our Clients - Exceed client expectations. Our clients’ success is our success.
• Drive Innovation - Be bold and unconstrained in problem solving. Transform the industry.
• Embrace Learning - Engage our community to broaden our perspective. Bring a growth mindset.
  
  

In addition to our core values, Addepar is proud to be an equal opportunity employer. We seek to bring together diverse ideas, experiences, skill sets, perspectives, backgrounds and identities to drive innovative solutions. We commit to promoting a welcoming environment where inclusion and belonging are held as a shared responsibility.

We will ensure that individuals with disabilities are provided reasonable accommodation to participate in the job application or interview process, to perform essential job functions, and to receive other benefits and privileges of employment. Please contact us to request accommodation.

PHISHING SCAM WARNING: Addepar is among several companies recently made aware of a phishing scam involving con artists posing as hiring managers recruiting via email, text and social media. The imposters are creating misleading email accounts, conducting remote “interviews,” and making fake job offers in order to collect personal and financial information from unsuspecting individuals. Please be aware that no job offers will be made from Addepar without a formal interview process. Additionally, Addepar will not ask you to purchase equipment or supplies as part of your onboarding process. If you have any questions, please reach out to [e-mail].

Seniority level

• Seniority level

  Mid-Senior level

Employment type

• Employment type

  Full-time

Job function

• Job function

  Legal

• Industries

  Software Development

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