Sr. Associate Financial Planner #ESF2209

COA Network Inc; Bellevue (WA); On-site; USD 85,000 - 115,000; Full time

Benefits offered by this job

Competitive Pay

Benefits

Job summary

COA Network Inc. is seeking an Assistant Financial Planner in Bellevue, WA to support the lead planner and prepare for client meetings.

You will assist with data gathering, meeting prep, asset allocation, and post-meeting tasks, ensuring accuracy and timely follow-through. The role involves client relationship development, investment account trades and rebalancing, and collaboration with the Investment Committee to review portfolios and research funds.

Qualifications

• Required FINRA registration, including Series 7 and 66 (or FINRA-recognized equivalents).
• B.A. or B.S. degree.
• CFP® or other industry designations/credentials.
• Self-starter, organized with strong attention to detail.
• Strong financial and analytical skills.
• Able to work independently and keep the Planner aware of progress and hurdles.

Responsibilities

• Assist Financial Planner in preparing for and conducting client meetings and regularly monitor clients’ financial situations with attention to detail and accuracy.
• Involvement in all aspects of pre-client meeting activities, including data gathering, preparation of meeting agendas, client paperwork, Investment Policy Statements, and asset allocation.
• Post-client meeting tasks, including performing financial situation analysis and coordinating planning implementation with outside professionals if necessary.
• Assist in trading and rebalancing of client investment accounts (including one-off trades, raising cash, bi-weekly rebalances, and tax loss harvesting).
• Deliver financial planning advice for high-net-worth clientele.
• Develop and manage ongoing client relationships independently.
• Portfolio maintenance and management in conjunction with the Lead Financial Planner.
• Support role on the Investment Committee.
• Adding accounts to models, trading, rebalancing, and tax loss harvesting using proprietary software.
• Conducting ongoing fund research under the guidance of the Chief Investment Officer for updates to models, fund swaps.
• Coordinating Portfolio reviews under the guidance of the Investment Committee.
• Building agendas and helping facilitate dialogue.

Skills

FINRA registration

Series 7

Series 66

CFP designation

Attention to detail

Analytical skills

Independent work

Education

BA/BS degree

Job description

Job Type : Full TimeLocation : Bellevue, WashingtonPay : Competitive Pay & Benefits! Job Description What you will be doing:

• Assist Financial Planner in preparing for and conducting client meetings and regularly monitor clients’ financial situations with attention to detail and accuracy.
• Involvement in all aspects of pre-client meeting activities, including data gathering, preparation of meeting agendas, client paperwork, Investment Policy Statements, and asset allocation.
• Post-client meeting tasks, including performing financial situation analysis and coordinating planning implementation with outside professionals if necessary.
• Assist in trading and rebalancing of client investment accounts (including one-off trades, raising cash, bi-weekly rebalances, and tax loss harvesting).
• Deliver financial planning advice for high-net-worth clientele.
• Develop and manage ongoing client relationships independently.
• Portfolio maintenance and management in conjunction with the Lead Financial Planner.
• Support role on the Investment Committee.
• Adding accounts to models, trading, rebalancing, and tax loss harvesting using proprietary software.
• Conducting ongoing fund research under the guidance of the Chief Investment Officer for updates to models, fund swaps.
• Coordinating Portfolio reviews under the guidance of the Investment Committee.
• Building agendas and helping facilitate dialogue.

Experience you will need:

• Required FINRA registration, including Series 7 and 66 (or FINRA-recognized equivalents).
• B.A. or B.S. degree.
• CFP® or other industry designations/credentials.
• Self-starter, organized with strong attention to detail.
• Strong financial and analytical skills.
• Able to work independently and keep the Planner aware of progress and hurdles.