Sr. Associate Financial Planner #ESF2209

ExpertHiring; Bellevue (WA); On-site; USD 75,000 - 83,000; Full time

Job summary

ExpertHiring in Bellevue, Washington is seeking a Financial Planning Associate to support a Lead Financial Planner. You will prepare for client meetings, gather data, and help with Investment Policy Statements and asset allocation.

You will also assist in trading and rebalancing, and develop ongoing client relationships. Required FINRA Series 7 and 66, a BA/BS, CFP or equivalent, and strong analytical skills.

Qualifications

• Requires FINRA registration (Series 7 and 66) or equivalents.
• Bachelor's degree (BA/BS) required; CFP or similar credentials preferred.
• Self-starter with strong analytical skills and attention to detail; able to work independently.

Responsibilities

• Assist Financial Planner in preparing for and conducting client meetings and regularly monitor clients’ financial situations with attention to detail and accuracy.
• Involvement in all aspects of pre-client meeting activities, including data gathering, preparation of meeting agendas, client paperwork, Investment Policy Statements, and asset allocation.
• Post-client meeting tasks, including performing financial situation analysis and coordinating planning implementation with outside professionals if necessary.
• Assist in trading and rebalancing of client investment accounts (including one-off trades, raising cash, bi-weekly rebalances, and tax loss harvesting).
• Deliver financial planning advice for high-net-worth clientele.
• Develop and manage ongoing client relationships independently.
• Portfolio maintenance and management in conjunction with the Lead Financial Planner.
• Support role on the Investment Committee.
• Adding accounts to models, trading, rebalancing, and tax loss harvesting using proprietary software.
• Conducting ongoing fund research under the guidance of the Chief Investment Officer for updates to models, fund swaps.
• Coordinating Portfolio reviews under the guidance of the Investment Committee.
• Building agendas and helping facilitate dialogue.

Skills

FINRA Series 7 & 66

Financial analysis

Independent work

Attention to detail

Education

B.A. or B.S. degree

CFP or other designations/credentials

Job description

Full time | ExpertHiring | United States

Posted On 08/10/2026

Job Information

Job Opening ID ZR_3598_JOB

$75,000 - $83,000 Annually

[e-mail]

City Bellevue

State/Province Washington

98004

Job Description

Job Type : Full Time

Location : Bellevue, Washington

Job Description

What you will be doing:

• Assist Financial Planner in preparing for and conducting client meetings and regularly monitor clients’ financial situations with attention to detail and accuracy.
• Involvement in all aspects of pre-client meeting activities, including data gathering, preparation of meeting agendas, client paperwork, Investment Policy Statements, and asset allocation.
• Post-client meeting tasks, including performing financial situation analysis and coordinating planning implementation with outside professionals if necessary.
• Assist in trading and rebalancing of client investment accounts (including one-off trades, raising cash, bi-weekly rebalances, and tax loss harvesting).
• Deliver financial planning advice for high-net-worth clientele.
• Develop and manage ongoing client relationships independently.
• Portfolio maintenance and management in conjunction with the Lead Financial Planner.
• Support role on the Investment Committee.
• Adding accounts to models, trading, rebalancing, and tax loss harvesting using proprietary software.
• Conducting ongoing fund research under the guidance of the Chief Investment Officer for updates to models, fund swaps.
• Coordinating Portfolio reviews under the guidance of the Investment Committee.
• Building agendas and helping facilitate dialogue.

Experience you will need:

• Required FINRA registration, including Series 7 and 66 (or FINRA-recognized equivalents).
• B.A. or B.S. degree.
• CFP® or other industry designations/credentials.
• Self-starter, organized with strong attention to detail.
• Strong financial and analytical skills.
• Able to work independently and keep the Planner aware of progress and hurdles.