Senior Associate Financial Planner

Mainspring Wealth Advisors, LLC.; Bellevue (WA); On-site; USD 75,000 - 83,000; Full time

Job summary

Mainspring Wealth Advisors, LLC in Bellevue, WA is seeking a Senior Associate Financial Planner to support one of our Financial Planners and actively manage existing and new client relationships.

Candidates with a CFP or equivalent credentials, a strong understanding of portfolio allocation and investment management, and the ability to work independently in a collaborative, fiduciary environment are encouraged to apply.

Qualifications

• FINRA registration including Series 7 and 66 or equivalents.
• BA/BS degree.
• CFP designation or equivalent credentials.
• Self-starter with strong attention to detail.
• Strong financial and analytical skills.
• Able to work independently and keep Planner informed of progress.

Responsibilities

• Assist Financial Planner in preparing for and conducting client meetings with accurate ongoing monitoring of client financials.
• Involve in data gathering, meeting agendas, client paperwork, IPS, and asset allocation.
• Perform financial situation analyses and coordinate planning with outside professionals when needed.
• Assist in trading and rebalancing of client accounts (one-off trades, cash raises, regular rebalances, tax loss harvesting).
• Deliver financial planning advice for high-net-worth clients.
• Develop and manage ongoing client relationships independently.
• Maintain portfolios in conjunction with Lead Financial Planner.

Skills

Attention to detail

Analytical skills

Independent work

Client relationship management

Education

Bachelor's degree (BA/BS)

CFP designation or equivalent

Tools

Microsoft Office

Job description

$75,000 - $83,000 per year

Compensation is determined based on relevant experience and qualifications.

We are seeking a Senior Associate Financial Planner for our wealth management firm our Bellevue, WA, Office. Candidates who currently have a CFP® (or equivalent), who thrive in a small firm environment, and who want to be involved in all aspects of the business are of high interest to us. At Mainspring Wealth Advisors, we emphasize care for our clients and are looking for planners who not only want to learn from our experienced advisors but also want to focus on strengthening our existing client relationships. Candidates who fit into our team and culture will desire to work in a collaborative environment, act in a fiduciary capacity for advisory relationships, and embrace technology.

Position Overview

This is a professional position that will primarily focus on supporting one of the Financial Planners directly in managing existing and new client relationships. You will be expected to assist in various projects, including portfolio reviews and preparing financial projections using Microsoft Office and company software. Strong understanding of portfolio allocation, investment management, and general financial planning is expected. The Financial Planner will be available to provide mentoring and big picture direction, but you are expected to have the foresight and ability to work independently and anticipate firm needs and client questions.

Responsibilities

• Assist Financial Planner in preparing for and conducting client meetings and regularly monitor clients’ financial situations with attention to detail and accuracy
• Involvement in all aspects of pre-client meeting activities, including data gathering, preparation of meeting agendas, client paperwork, Investment Policy Statements, and asset allocation.
• Post-client meeting tasks, including performing financial situation analysis, and coordinating planning implementation with outside professionals if necessary
• Assist in trading and rebalancing of client investment accounts (including one-off trades, raising cash, bi-weekly rebalances, and tax loss harvesting).
• Deliver financial planning advice for high-net-worth clientele
• Develop and manage ongoing client relationships independently
• Portfolio maintenance and management in conjunction with the Lead Financial Planner

Key Qualifications

• Required FINRA registration, including Series 7 and 66 (or FINRA recognized equivalents)
• B.A. or B.S. degree
• CFP ® or other industry designations/credentials
• Self-starter, Organized with strong attention to detail
• Strong financial and analytical skills
• Able to work independently and keep the Planner aware of progress and hurdles

11400 SE 8 th St, Suite 260, Bellevue, WA 98004-6470

Securities offered through Raymond James Financial Services, Inc., member FINRA/SIPC. Investment advisory services offered through Raymond James Financial Services Advisors, Inc. Mainspring Wealth Advisors is not a registered broker/dealer and is independent of Raymond James Financial Services. For use with financial professionals only.

About Mainspring Wealth Advisors, LLC

Mainspring Wealth Advisors, LLC is a fast-growing wealth management office with multiple locations in the Puget Sound area.At Mainspring Wealth Advisors LLC, we emphasize care for our clients, both internal and external, and are looking for candidates who not only want to learn from our experienced advisors but also want to focus on strengthening our client relationships.

Amazing culture and great leadership team.