Senior Wealth Ops Associate: Trading & Client Service

Fortune Financial; Hopkins (MN); On-site; USD 65,000 - 95,000; Full time

Benefits offered by this job

PTO (vacation & holidays)

Medical & Dental Insurance

Employer-paid Life Insurance

Short-Term & Long-Term Disability

401(k) with Profit Sharing

Flexible Spending Account

Job summary

Fortune Financial in Minnesota is seeking a Senior Operations Associate to ensure precise execution of client-related processes, support investment operations, and deliver exceptional client service. You will help manage accounts, process transfers, and coordinate with custodians to keep trading and operations compliant and efficient.

The role requires at least 2+ years in financial services and active Series 7 plus 63/65/66 licenses, with strong organization and communication skills to thrive

Qualifications

• 2+ years in financial services or wealth management operations.
• Active Series 7 and Series 63/65 or 66 licenses required.
• Strong organizational skills, attention to detail and accuracy.

Responsibilities

• Serve as an operational resource for advisors and team members.
• Execute and maintain trading activity as directed by advisors.
• Manage complex account servicing needs and processing of requests.
• Coordinate with custodians and brokers to resolve issues and process accounts.
• Support advisors with operational aspects of investments, insurance, and retirement plans.
• Be a subject matter resource for operational procedures and workflows.
• Contribute to a collaborative culture focused on operational excellence.

Skills

Financial services experience

Communication skills

Attention to detail

Organizational skills

Multi-tasking

Professionalism / discretion

Series 7 licenses

Series 63/65/66 licenses

Tools

Microsoft Office

CRM systems

Job description

Fortune Financial in Minnesota is seeking a Senior Operations Associate to ensure precise execution of client-related processes, support investment operations, and deliver exceptional client service. You will help manage accounts, process transfers, and coordinate with custodians to keep trading and operations compliant and efficient.

The role requires at least 2+ years in financial services and active Series 7 plus 63/65/66 licenses, with strong organization and communication skills to thrive