Senior VP, Investment Adviser Regulatory Counsel

Ares Management LLC; New York (NY); On-site; USD 250,000 - 300,000; Full time

Job summary

Ares Management LLC is seeking a Vice President – Investment Adviser Regulatory Counsel to provide senior regulatory guidance to investment professionals across a global platform. You will work closely with Legal & Compliance colleagues and outside counsel on complex structuring, conflicts management and regulatory risk, across multiple strategies and asset classes.

The role requires substantial experience with the Investment Advisers Act and related regimes, with the ability to translate

Qualifications

• Excellent analytical, communication and interpersonal skills.
• Ability to advise across multiple asset classes and adviser platforms.
• Strong business judgment with practical, risk-based regulatory advice.
• Experience advising on sophisticated investment structures.

Responsibilities

• Advise investment professionals and Legal & Compliance colleagues on complex transaction structures and regulatory matters across the Ares platform.
• Lead the regulatory analysis of sophisticated transactions involving multiple investment strategies, client types and asset classes.
• Draft regulatory analyses, memoranda, policies, guidance documents and training materials.
• Present analyses and recommendations to senior Legal & Compliance leadership and escalate significant regulatory issues.

Skills

Regulatory analysis

Investment regulation

Cross-functional collaboration

Regulatory counseling

Transactional structuring

Education

Juris Doctor (J.D.)

Job description

Ares Management LLC is seeking a Vice President – Investment Adviser Regulatory Counsel to provide senior regulatory guidance to investment professionals across a global platform. You will work closely with Legal & Compliance colleagues and outside counsel on complex structuring, conflicts management and regulatory risk, across multiple strategies and asset classes.

The role requires substantial experience with the Investment Advisers Act and related regimes, with the ability to translate