Global Senior VP, Investment Adviser Compliance

Ares Management Corporation; New York (NY); On-site; USD 250,000 - 300,000; Full time

Benefits offered by this job

Comprehensive medical/dental/vision

401(k) with company match

FSAs and HSA contributions

Life Insurance

Long-Term Disability

Employee Assistance Program (EAP)

Commuter Benefits

Job summary

Ares Management Corporation is seeking an experienced attorney to join its Legal & Compliance team as Vice President – Investment Adviser Compliance. You will work with investment professionals, Legal & Compliance colleagues and outside counsel to advise on intricate adviser regulatory matters and novel transaction structures across a global platform.

The role requires sound judgment, the ability to provide practical regulatory guidance that aligns with business objectives while managing

Qualifications

• Juris Doctor (J.D.) required with a strong academic background.
• Approximately 10+ years of relevant experience at a leading law firm and/or in-house with an alternative asset manager.

Responsibilities

• Advise investment professionals and Legal & Compliance colleagues on complex transaction structures and regulatory matters across the Ares platform.
• Lead the regulatory analysis of sophisticated transactions involving multiple investment strategies, client types and asset classes.
• Develop commercially practical structuring alternatives that balance regulatory requirements, investor protection considerations and business objectives.
• Partner directly with investment professionals, business stakeholders and outside counsel throughout the transaction lifecycle.

Education

Juris Doctor (J.D.) required with a strong academic background

Job description

Ares Management Corporation is seeking an experienced attorney to join its Legal & Compliance team as Vice President – Investment Adviser Compliance. You will work with investment professionals, Legal & Compliance colleagues and outside counsel to advise on intricate adviser regulatory matters and novel transaction structures across a global platform.

The role requires sound judgment, the ability to provide practical regulatory guidance that aligns with business objectives while managing