Senior SOX & FDICIA Controls Consultant (FI)

Baker Tilly Advisory Group, LP; New York (NY); Hybrid; USD 91,000 - 148,000; Full time

Job summary

Baker Tilly Advisory Group, LP in New York, NY seeks a Financial Institution Senior Consultant (SOX and FDICIA Controls) to help clients assess regulatory risk, implement controls, and stay ahead of changing financial institution regulations.

Join a fast-growing risk advisory practice with opportunities for leadership, collaboration, and client-facing impact, including travel up to 10%. A CPA/CIA is preferred for career progression.

Qualifications

• 4 year degree.
• Three (3) years of experience.
• CIA or CPA designation strongly preferred.
• Experience with SOX/FDICIA internal controls in financial services.

Responsibilities

• Work with client executives to understand business processes and regulatory risks.
• Assist clients in complying with new or updated financial institution regulations.
• Implement regulatory requirements and translate them into compliant controls.
• Stay up-to-date on existing regulations and impact on audits.
• Support internal audit with regulatory/compliance SME input.
• Help manage engagement teams, staffing, and profitability targets.

Skills

SOX/FDICIA

Regulatory compliance

Regulatory risk assessment

Client management

Communication

Travel up to 10%

Education

Bachelor's degree in accounting/finance or related

CIA or CPA designation preferred

Tools

ICFR testing tools

Job description

Baker Tilly Advisory Group, LP in New York, NY seeks a Financial Institution Senior Consultant (SOX and FDICIA Controls) to help clients assess regulatory risk, implement controls, and stay ahead of changing financial institution regulations.

Join a fast-growing risk advisory practice with opportunities for leadership, collaboration, and client-facing impact, including travel up to 10%. A CPA/CIA is preferred for career progression.