Financial Services Internal Audit & Controls Lead

Baker Tilly Advisory Group, LP; New York (NY); Hybrid; USD 127,000 - 213,000; Full time

Job summary

Baker Tilly Advisory Group, LP is seeking a Financial Institutions Internal Audit & Controls Manager to lead risk advisory engagements in the financial services sector. The role focuses on internal controls, ERM and SOX, partnering with client executives to assess risk and implement improvements.

Strong communication and leadership are essential as you guide teams and deliver high‑quality work. You will develop strategies, draft executive reports, and mentor staff while contributing to firm

Qualifications

• Experience leading internal audit and SOX engagements.
• Strong client-facing communication and relationship management.
• Background in risk advisory or financial services is preferred.
• Ability to manage engagements and teams with client stakeholders.

Responsibilities

• Lead risk advisory engagements focusing on internal controls, ERM and SOX.
• Collaborate with client executives to identify and manage financial risks.
• Develop process improvements and implement new controls.
• Draft executive summaries and deliverables for clients.
• Coach and develop junior team members and contribute to staffing.

Skills

Analytical

Communication

Project management

Problem solving

Education

4 year degree

Bachelor’s degree in accounting/finance

CPA or CIA designation

Job description

Baker Tilly Advisory Group, LP is seeking a Financial Institutions Internal Audit & Controls Manager to lead risk advisory engagements in the financial services sector. The role focuses on internal controls, ERM and SOX, partnering with client executives to assess risk and implement improvements.

Strong communication and leadership are essential as you guide teams and deliver high‑quality work. You will develop strategies, draft executive reports, and mentor staff while contributing to firm