Senior Financial Controls Consultant - SOX & FDICIA

Baker Tilly International; New York (NY); On-site; USD 91,000 - 148,000; Full time

Job summary

Baker Tilly is seeking a Financial Institution Senior Consultant (SOX and FDICIA Controls) to join its Risk Advisory practice in the United States. You will work with client executives to assess regulatory risks, implement control requirements, and support internal audit on regulatory topics.

The role emphasizes collaboration, professional development, and delivering client-centered risk solutions within a fast-growing advisory environment.

Qualifications

• Four-year degree required.
• Three years of experience in risk, controls or advisory.
• Experience with SOX and FDICIA internal control programs in financial services.
• Experience communicating control observations to stakeholders.

Responsibilities

• Collaborate with client executives to assess regulatory risks.
• Assist in implementing updated regulatory requirements for financial institutions.
• Support internal audit with regulatory and compliance topics.
• Lead engagement teams, manage staffing, billing, and profitability targets.

Skills

SOX Controls

FDICIA Controls

Internal Controls ICFR

Regulatory Compliance

Client-facing Communication

Education

Bachelor's Degree in Accounting/Finance

CIA or CPA designation preferred

Tools

SOX/FDICIA frameworks

Job description

Baker Tilly is seeking a Financial Institution Senior Consultant (SOX and FDICIA Controls) to join its Risk Advisory practice in the United States. You will work with client executives to assess regulatory risks, implement control requirements, and support internal audit on regulatory topics.

The role emphasizes collaboration, professional development, and delivering client-centered risk solutions within a fast-growing advisory environment.