Senior SOX & FDICIA Controls Consultant

Baker Tilly US; Irvine (CA); On-site; USD 84,000 - 136,000; Full time

Job summary

Baker Tilly US Irvine is seeking a Financial Institution Senior Consultant (SOX and FDICIA Controls) to join our Risk Advisory practice. You will work with client executives to identify regulatory risks, implement controls, and translate requirements into practical compliance programs.

The role emphasizes leadership of internal control projects, collaboration with engagement teams, and ongoing education on evolving regulations.

Qualifications

• 4 year degree.
• Three (3) years of experience.

Responsibilities

• Work closely with client executives and management teams to understand their businesses and assist in identifying and managing regulatory compliance risks within their business processes and systems.
• Directly assist clients in notably being compliant with new or update in financial institution regulations.
• Implement new or updated regulatory requirements, and translate regulatory requirements to ensure financial institution compliance.
• Continually stay up-to-date on all existing compliance regulations.
• Develop and maintain a broad knowledge and awareness of the financial institution industry and regulatory changes and identify potential impacts to compliance audit programs.
• Support our internal audit practice as Subject Matter Expert on regulatory and compliance topics.
• Provide strategic business advice to clients by assisting in the implementation of new regulatory requirements.
• Assist with managing client engagement teams, along with staffing, billings/collections, and ensure client profitability targets are met.
• Utilize your entrepreneurial skills to network and build strong relationships internally and externally with clients and the community.
• Invest in your professional development individually and through participation in firm wide learning and development programs.
• Support the growth and development of team members through the Baker Tilly Care and Teach philosophy, helping associates meet their professional goals.
• Enjoy friendships, social activities and team outings that encourage a work-life balance

Skills

SOX controls

FDICIA controls

Internal controls

Regulatory compliance

Client engagement

Education

Bachelor’s degree in accounting or finance

CIA or CPA preferred

Job description

Baker Tilly US Irvine is seeking a Financial Institution Senior Consultant (SOX and FDICIA Controls) to join our Risk Advisory practice. You will work with client executives to identify regulatory risks, implement controls, and translate requirements into practical compliance programs.

The role emphasizes leadership of internal control projects, collaboration with engagement teams, and ongoing education on evolving regulations.