Senior Settlements Analyst - Reporting & Projects

LPL Financial LLC; Tempe (AZ); On-site; USD 72,000 - 120,000; Full time

Benefits offered by this job

401K matching

Health benefits

Employee stock options

Paid time off

Volunteer time off

Job summary

LPL Financial LLC, located in Tempe, AZ, seeks a Senior Analyst in Settlements to support problem solving, reporting, and training for the team. This role requires strong analytical and time management skills to multitask across multiple processes and data platforms.

Ideal candidates have 3+ years in wealth management operations or data analytics, with proficiency in Excel and SQL, and the ability to present to leadership.

Qualifications

• Minimum 3 years of experience in wealth management operations or a data analytics role within the wealth management industry.
• Strong analytical and problem-solving skills with a keen attention to detail.
• Excellent oral and written communication skills.

Responsibilities

• Communicating complex issues both in writing and verbally to management, internal and external business partners, and clients
• Overseeing existing processes and mitigating risk against future firm impact
• Being proactive in order to meet deadlines and regulatory requirements
• Recognizing issues, problems, or opportunities, and making creative recommendations on how to solve business challenges
• Generating reports and tracking trend numbers
• Supporting audit requirements and participate in audit meetings and evaluations
• Leading project testing for new technology and implementation
• Updating and maintaining department controls and procedures

Skills

Analytical and problem-solving

Excellent oral and written

Presenting to leadership

Education

Bachelor’s Degree

Tools

Excel

SQL

Job description

LPL Financial LLC, located in Tempe, AZ, seeks a Senior Analyst in Settlements to support problem solving, reporting, and training for the team. This role requires strong analytical and time management skills to multitask across multiple processes and data platforms.

Ideal candidates have 3+ years in wealth management operations or data analytics, with proficiency in Excel and SQL, and the ability to present to leadership.