Senior Settlements Analyst: Data, Reporting & Projects

LPL Financial; Tempe (AZ); On-site; USD 72,000 - 120,000; Full time

Job summary

LPL Financial in Tempe, AZ is seeking a Senior Analyst in Settlements to provide problem solving, reporting, project, and training support to the team. You will work with upper management on multiple projects, applying strong analytical and time management skills to multitask across processes and data platforms while maintaining regulatory compliance and risk controls.

Ideal candidates are collaborative, detail oriented, and committed to delivering accurate insights that enhance the client

Qualifications

• Minimum 3 years of experience in wealth management operations or a data analytics role within the wealth management industry.
• Experience with Microsoft Applications, particularly Excel.

Responsibilities

• Communicating complex issues both in writing and verbally to management, internal and external business partners, and clients.
• Overseeing existing processes and mitigating risk against future firm impact.
• Being proactive in order to meet deadlines and regulatory requirements.
• Recognizing issues, problems, or opportunities, and making creative recommendations on how to solve business challenges.
• Generating reports and tracking trend numbers.
• Supporting audit requirements and participate in audit meetings and evaluations.
• Leading project testing for new technology and implementation.
• Updating and maintaining department controls and procedures.

Skills

Analytical skills

Communication

Presentation to leadership

Education

Bachelor’s Degree

Tools

Excel

SQL

Job description

LPL Financial in Tempe, AZ is seeking a Senior Analyst in Settlements to provide problem solving, reporting, project, and training support to the team. You will work with upper management on multiple projects, applying strong analytical and time management skills to multitask across processes and data platforms while maintaining regulatory compliance and risk controls.

Ideal candidates are collaborative, detail oriented, and committed to delivering accurate insights that enhance the client