Senior SEC Reporting and Legal Entity Oversight Lead

Capital One

McLean (VA)

On-site

USD 121,000 - 138,000

Full time

14 days+

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Job summary

Capital One is seeking a Principal Associate in SEC Reporting to lead centralized oversight of legal entity reporting. You will coordinate data collection, analysis, and governance across teams to ensure accurate disclosures and regulatory compliance.

The role emphasizes strong communication, analytical thinking, and the ability to drive automation and process improvements within the SEC reporting framework.

Qualifications

  • Bachelor's degree or military experience.
  • At least 3 years of experience in Accounting, Finance, Audit, or combination of.

Responsibilities

  • Drive the establishment of a centralized oversight function of legal entity reporting.
  • Perform risk assessments to identify entities in scope.
  • Coordinate the legal entity storytelling function, including extracting, analyzing, and validating data from OneStream to provide leadership with drivers of legal entity results.
  • Act as a central liaison across cross-functional partners to ensure legal entity data remains accurate, consistent, and compliant with evolving regulatory and governance requirements.
  • Drive process improvements and support implementation of automation efforts.
  • Support quarterly Earnings and reporting cycle as necessary.
  • Support control processes and engage with audit and compliance groups as necessary.
  • Support ad-hoc research projects, peer analysis, and disclosure update proposals.
  • Support broader enterprise initiatives including building out materials and/or processes to support potential acquisitions/expansion/divestitures.

Skills

Communication
Analytical skills
Multitasking
Time management
Finance systems

Education

Bachelor's degree
CPA

Tools

Workiva
OneStream

Job description

Capital One is seeking a Principal Associate in SEC Reporting to lead centralized oversight of legal entity reporting. You will coordinate data collection, analysis, and governance across teams to ensure accurate disclosures and regulatory compliance.

The role emphasizes strong communication, analytical thinking, and the ability to drive automation and process improvements within the SEC reporting framework.

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