Senior Risk Manager, Customer Loans

Edward Jones; St. Louis (MO); Presencial; USD 110.000 - 160.000; Tempo integral

Benefícios oferecidos por esta vaga

Medical and prescription benefits

Dental and vision benefits

401k retirement plan with match

HSA and FSA programs

Paid holidays and vacation time

Bonuses and profit sharing potential

Employee Assistance Program

Resumo da vaga

Edward Jones seeks a Sr. Risk Manager for Customer Loans to lead risk assessments, controls, and regulatory readiness. You will partner with operations, compliance, risk, legal, technology, and product teams to strengthen controls and protect clients across margin and securities-based lending products.

The role emphasizes risk expertise, testing, and process improvements, with collaboration across a multi-office environment including Tempe, AZ and St. Louis, MO.

Qualificações

• Bachelor's degree in Business, Finance, Accounting, or related field preferred.
• SIE and Series 99 required within 120 days of start date (US); Series 7 required within 12 months of start date (US).
• Proficiency in Microsoft Word, Excel, PowerPoint, Visio, and other software applications
• Ability to independently identify, prioritize, monitor, communicate, and resolve issues
• Ability to build and maintain effective working relationships with associates, leaders, and business partners across the organization
• Ability to facilitate discussions related to risks, controls, processes, and business issues with a variety of stakeholders
• Strong analytical, problem-solving, and root cause analysis skills
• Superior interpersonal and communication skills with the ability to effectively communicate complex information to leaders, associates, business partners, and vendors
• Demonstrated ability to work effectively in a highly collaborative team environment through active listening, partnership, and influencing skills
• Strong written and verbal communication skills, including the ability to prepare documentation, summarize findings, and present recommendations
• Strong organizational, time management, and prioritization skills with the ability to manage multiple competing priorities

Responsabilidades

• Support regulatory, audit, compliance, and control-related activities, including remediation and implementation of corrective actions.
• Prepare and maintain documentation related to risks, controls, procedures, business requirements, and process changes.
• Facilitate risk assessments and control reviews across Customer Loans to identify potential risks, control gaps, and process vulnerabilities.
• Monitor and analyze operational risk events, error trends, audit findings, and key performance indicators to identify opportunities for improvement.
• Conduct root cause analysis and recommend process, control, or system enhancements that reduce risk and improve operational effectiveness.
• Support business initiatives by providing operational risk expertise and evaluating potential impacts.
• Develop and execute testing and validation activities to assess process effectiveness, system functionality, and control performance.
• Collaborate with Operations, Compliance, Risk, Legal, Technology, Product, and Vendor partners to support departmental objectives and business initiatives.
• Monitor regulatory developments, business changes, and emerging risks that may impact Customer Loans operations.
• Provide guidance and knowledge-sharing to associates regarding risk management principles, controls, and operational best practices.
• Develop and maintain expertise in Customer Loans products, operational processes, risk framework, and regulatory requirements.
• Own and maintain the Customer Loan Risk Ecosystem, ensuring process maps, risk inventories, controls documentation, and related risk management artifacts remain current, accurate, and aligned with business operations.

Conhecimentos

Risk assessment

Regulatory knowledge

Analytical thinking

Communication skills

Stakeholder management

Root cause analysis

Formação

Bachelor's degree in Business, Finance, Accounting, or related field

Ferramentas

Visio

Power BI

Descrição da vaga

Edward Jones seeks a Sr. Risk Manager for Customer Loans to lead risk assessments, controls, and regulatory readiness. You will partner with operations, compliance, risk, legal, technology, and product teams to strengthen controls and protect clients across margin and securities-based lending products.

The role emphasizes risk expertise, testing, and process improvements, with collaboration across a multi-office environment including Tempe, AZ and St. Louis, MO.