Senior Regulatory Risk & Operations Analyst

RBC

Minneapolis (MN)

On-site

USD 70,000 - 130,000

Full time

14 days+
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Benefits offered by this job

Total Rewards Program
Coaching & development
Flexible work options
Career growth opportunities
Challenging projects
Cross-functional exposure

Job summary

RBC in Minneapolis seeks a Sr. Business Analyst to join the Regulatory Risk Services team.

You will lead operational projects that drive regulatory compliance and operational excellence, bridging business needs, technology solutions, and risk management across cross-functional initiatives. You will collaborate with Operations, Technology, and vendor partners to design, implement and optimize risk projects through the full lifecycle, including requirements, testing, training, and rollout.

Qualifications

  • Requires 4-year degree or equivalent; 5+ years in securities, banking, technology or related industry
  • 3+ years of related industry experience
  • Securities license 7 or 99 (or able to obtain within 120 days)
  • Ability to analyze complex problems, identify root causes, and develop solutions
  • 2+ years of project coordination or leadership experience
  • Strong PowerPoint and executive reporting skills
  • Thrives under pressure with changing priorities and deadlines

Responsibilities

  • Partner with Ops teams to assess events requiring remediation or opportunity areas to enhance risk framework
  • Plan and manage remediation initiatives across the lifecycle processes
  • Contribute to processes design and implementation for new or changed technology systems
  • Develop business requirements, support UAT, user training, and rollout of enhancements
  • Collaborate with RBC IT, vendors, and stakeholders to resolve challenges
  • Lead project lifecycle activities with Ops teams and cross-functional partners
  • Support back-office capabilities and strategic initiatives with clear business deliverables
  • Coordinate with Operations, Technology, PMO to drive projects forward
  • Analyze and address escalated issues, ensuring regulatory compliance and policy adherence
  • Prepare regulatory risk updates and executive-level materials
  • Draft and present updates to WM Ops Risk & Control Committee when needed
  • Analyze impact of change requests and risks to Operations
  • Prepare and present achievements and metrics to stakeholders
  • Drive risk AI enablement, technology, and automation initiatives

Skills

Cross-Team Collaboration
Deliverables Management
Financial Services Industry
High Impact Communication
Implementation Support
Meeting Management
Operational Requirements
Operational Risks
PowerPoint Presentations
Problem Solving
Process Changes
Risk Management
Solutions Development
Strategic Thinking

Job description

RBC in Minneapolis seeks a Sr. Business Analyst to join the Regulatory Risk Services team.

You will lead operational projects that drive regulatory compliance and operational excellence, bridging business needs, technology solutions, and risk management across cross-functional initiatives. You will collaborate with Operations, Technology, and vendor partners to design, implement and optimize risk projects through the full lifecycle, including requirements, testing, training, and rollout.

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