Senior Regulatory Compliance Examinations Specialist

Midway Auto Group; Las Vegas (NV); On-site; USD 85,000 - 105,000; Full time

Benefits offered by this job

Medical, Dental, Vision benefits

401K matching

Paid holidays

Job summary

Westlake Services, LLC | LV Corp is seeking a Regulatory Compliance Exam Specialist in Las Vegas, NV, onsite. You will be the primary liaison for state and federal regulatory examinations, coordinating with agencies and regulators, developing corrective actions, and ensuring timely responses to all requests.

The role requires strong communication, attention to detail, and the ability to manage multiple regulatory requests in a fast-paced environment.

Qualifications

• Bachelor’s degree in Business or related field.
• Prefer 3+ years in auto finance industry.

Responsibilities

• Serve as primary contact for state and federal regulatory examinations.
• Coordinate regulatory examinations with agencies (CFPB, DOJ, FTC, SEC, NY DFS, DBO, TX OCCC).
• Develop and implement corrective actions to address deficiencies cited in reports.
• Schedule follow-up internal audits to monitor remediation effectiveness.
• Provide written responses to exception reports and audit results to regulators.
• Prepare internal reports on non-compliance incidents and regulatory findings.
• Present Root Cause Analysis and Corrective Action Plans to the compliance board.

Skills

Regulatory knowledge

CFPB knowledge

Communication

Interpersonal skills

Learning & development

Multitasking

Education

Bachelor’s Degree in Business related discipline

Tools

Daybreak

MS Word

MS Excel

MS Outlook

PowerPoint

Vision

Job description

Westlake Services, LLC | LV Corp is seeking a Regulatory Compliance Exam Specialist in Las Vegas, NV, onsite. You will be the primary liaison for state and federal regulatory examinations, coordinating with agencies and regulators, developing corrective actions, and ensuring timely responses to all requests.

The role requires strong communication, attention to detail, and the ability to manage multiple regulatory requests in a fast-paced environment.