Senior Registered Client Associate, Wealth Management

RBC; Indianapolis (IN); On-site; USD 65,000 - 95,000; Full time

Benefits offered by this job

Comprehensive Total Rewards Program

Flexible benefits

Coaching and development opportunities

Stock where applicable

Work with a high-performing team

Job summary

RBC Wealth Management in Indianapolis is seeking a Senior Registered Client Associate to support financial advisors and clients by handling inquiries, processing transactions, onboarding new accounts, and maintaining records in a fast-paced environment.

You will uphold compliance standards, build client relationships, and leverage your administrative and operational skills to help advisors grow their business while delivering exceptional service.

Qualifications

• Bachelor’s degree or job-related experience.
• Strong soft skills including verbal and written communication, people, organizational, and client service skills.
• Attention to detail with a mindset to make advisors more efficient.
• Series 7 and 66 licenses (or 63/65).
• Ability to adapt to a rapidly changing business and technology environment.

Responsibilities

• Build and maintain professional relationships with clients by assisting them and answering account questions.
• Take initiative to handle account inquiries and customer needs and elevate to financial advisors when appropriate.
• Adhere to compliance standards by obtaining and maintaining appropriate account documentation and communicate with clients about items needed.
• Facilitate the transfer of funds and securities, complete trades in client accounts, and process checks, wires and ACHs in a timely manner.
• Maintain confidentiality in accordance with RBC’s Code of Conduct.

Skills

Customer knowledge

Customer service

Customer service management

Group problem solving

Identifying sales opportunities

Interpersonal relationship management

Oral communications

Perseverance and follow-through

Product services

Sales activities

Education

Bachelor’s degree

Job-related experience

Job description

RBC Wealth Management in Indianapolis is seeking a Senior Registered Client Associate to support financial advisors and clients by handling inquiries, processing transactions, onboarding new accounts, and maintaining records in a fast-paced environment.

You will uphold compliance standards, build client relationships, and leverage your administrative and operational skills to help advisors grow their business while delivering exceptional service.